DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• L•• F•••••••• G••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 18, 2022 · 8 filings
SEC status approved since Nov 17, 2022
RAUM
$239M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$239M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$79.8M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$239M as of Mar 31, 2026
Mar 29, 2023$126M then
HNW client RAUM$85.3M as of Mar 31, 2026
Mar 29, 2023$24.3M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 29, 20232 then
Employees (5.A)8 as of Mar 31, 2026
Mar 29, 20237 then
Private funds: no history
RAUM +30% over the last fiscal year+24% a year over threeIARs 4 to 4offices 3 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $79.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 291derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $273,850derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $184MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$154M64%
- High-net-worth individuals$85.3M36%
- Individual clients
- 828reported
- HNW clients
- 46reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 874reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• W••••• L•• | Baton Rouge, La | Dec 12, 2019 | 28 y | 4 |
| G••• S•••••• H•••••••••Certified Financial Planner | Baton Rouge, La | Nov 16, 2023 | 23 y | 6 |
| N••• R••••• M•••••••• | Baton Rouge, La | Aug 14, 2024 | 13 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- D•••••• C••••• A•••••• to I• F•••••••• A••••••• S••••••• L••Feb 24, 2026 · RIA to RIA
- K•••• P••• V•••••• to H•••••••• A•••••••• L••Apr 26, 2023 · RIA to affiliated broker-dealer or bank
- G•••••• S••••• L•••••• to W•••• F•••• A•••••••Aug 25, 2022 · RIA to wirehouse
Joined, latest
- D•••••• C••••• A•••••• from C•••••••• F••••••••• I•••Feb 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- G••• S•••••• H••••••••• from M••••• S••••••Nov 16, 2023 · Wirehouse to independent RIA
- G•••••• S••••• L•••••• from E•••••• A••••••• G••••• L••Jul 12, 2021 · Other
- K•••• P••• V•••••• from A•••••••••May 23, 2020 · RIA to RIA
- B•••• W••••• L•• from M•••••• A••••• S••••••••• L••Dec 12, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••• B••••• W••••• · Managing Membercontrolsince 10/2008 · owns 75% or more
- H•••••• C••••••••• M•••• · Chief Compliance Officersince 03/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Baton Rouge, La · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Mandeville, LA1 employees
- Metairie, LA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per a••••••Static outlier · filing Mar 31, 2026private clients per advisor of 291.3 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 6.7 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 809 to 874Mar 21, 2025 to Mar 31, 2026
- Corporate clients · 2.0 to unsetMar 21, 2025 to Mar 31, 2026
- HNW clients · 30 to 46Mar 21, 2025 to Mar 31, 2026
- Individual clients · 777 to 828Mar 21, 2025 to Mar 31, 2026
- Other offices · 3 to 2Mar 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $184M to $239MMar 21, 2025 to Mar 31, 2026
- HNW RAUM · $52.2M to $85.3MMar 21, 2025 to Mar 31, 2026
- Individual RAUM · $132M to $154MMar 21, 2025 to Mar 31, 2026
- RAUM · $184M to $239MMar 21, 2025 to Mar 31, 2026
- Advisory employees · 2 to 4Oct 22, 2024 to Mar 21, 2025
- Accounts · 1,061 to 809Oct 22, 2024 to Mar 21, 2025
- Corporate clients · 3 to 2Oct 22, 2024 to Mar 21, 2025
- HNW clients · 10 to 30Oct 22, 2024 to Mar 21, 2025
- Individual clients · 742 to 777Oct 22, 2024 to Mar 21, 2025
- Employees · 7 to 8Oct 22, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 0Oct 22, 2024 to Mar 21, 2025
- State-registered IARs · 2 to 4Oct 22, 2024 to Mar 21, 2025
- Other offices · 2 to 3Oct 22, 2024 to Mar 21, 2025
- Discretionary RAUM · $149M to $184MOct 22, 2024 to Mar 21, 2025
- HNW RAUM · $20.1M to $52.2MOct 22, 2024 to Mar 21, 2025
- Individual RAUM · $129M to $132MOct 22, 2024 to Mar 21, 2025
- RAUM · $149M to $184MOct 22, 2024 to Mar 21, 2025
- Accounts · 1,174 to 1,061Jul 20, 2023 to Mar 27, 2024
- Corporate clients · 10 to 3Jul 20, 2023 to Mar 27, 2024
- HNW clients · 12 to 10Jul 20, 2023 to Mar 27, 2024
- Individual clients · 621 to 742Jul 20, 2023 to Mar 27, 2024
- Discretionary RAUM · $126M to $149MJul 20, 2023 to Mar 27, 2024
- HNW RAUM · $24.3M to $20.1MJul 20, 2023 to Mar 27, 2024
- Individual RAUM · $94.3M to $129MJul 20, 2023 to Mar 27, 2024
- RAUM · $126M to $149MJul 20, 2023 to Mar 27, 2024
- Accounts · 772 to 1,174Oct 18, 2022 to Mar 29, 2023
- Advisory employees · 3 to 2Oct 18, 2022 to Mar 29, 2023
- Corporate clients · 6 to 10Oct 18, 2022 to Mar 29, 2023
- HNW clients · 15 to 12Oct 18, 2022 to Mar 29, 2023
- Individual clients · 739 to 621Oct 18, 2022 to Mar 29, 2023
- Pension plan clients · 12.0 to unsetOct 18, 2022 to Mar 29, 2023
- State-registered IARs · 3 to 2Oct 18, 2022 to Mar 29, 2023
- Discretionary RAUM · $119M to $126MOct 18, 2022 to Mar 29, 2023
- HNW RAUM · $36.5M to $24.3MOct 18, 2022 to Mar 29, 2023
- Individual RAUM · $72.6M to $94.3MOct 18, 2022 to Mar 29, 2023
Signals
6 dated events
- D•••••• C••••• A•••••• left B•••• L•• F•••••••• G••••• L•• for I• F•••••••• A••••••• S••••••• L•• (registered 2026-05-26)Feb 24, 2026 · a•••••• firm change · fact
- P••••• A••••• D••••• (Chief Compliance Officer) no longer on Schedule A of B•••• L•• F•••••••• G••••• L•• (listed 2023-07-20, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- P••••• A••••• D••••• (Chief Compliance Officer) appeared on Schedule A of B•••• L•• F•••••••• G••••• L••May 8, 2023 · Control person joined · fact
- K•••• P••• V•••••• left B•••• L•• F•••••••• G••••• L•• for H•••••••• A•••••••• L•• (registered 2023-05-19)Apr 26, 2023 · a•••••• firm change · fact
- B•••• L•• F•••••••• G••••• L•• filed its initial SEC registration (Form ADV)Oct 18, 2022 · First SEC registration · fact
- G•••••• S••••• L•••••• left B•••• L•• F•••••••• G••••• L•• for W•••• F•••• A••••••• (registered 2022-08-17)Aug 25, 2022 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 225-292-4225reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 225-448-5968reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/brian-low-financial-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 225-292-4225reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026