RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J• T•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Plainfield, Il
- N••• F•••••••• G••••• I••• formerJan 7, 2015 to Jul 10, 2025 · Houston, Tx
- H•• A••••••• S••••••• L•• independent RIAJul 15, 2011 to Dec 31, 2014 · Plainfield, Il
- E••••• J•••• national BDJun 1, 2009 to Apr 1, 2011 · St Louis, Mo
- V•• K••••• A••••••• I•• unclassifiedMar 9, 2005 to Mar 7, 2008 · Houston, Tx
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- H•• A••••••• S••••••• L•• to N••• F•••••••• G••••• I•••left Dec 31, 2014, registered Jan 7, 2015 (7 days) · Other
- E••••• J•••• to H•• A••••••• S••••••• L••left Apr 1, 2011, registered Jul 15, 2011 (105 days) · Other
- V•• K••••• A••••••• I•• to E••••• J••••left Mar 7, 2008, registered Jun 1, 2009 (451 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address