RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• L••• B•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Spokane, Wa
- C••• F•••••••• S•••••••• L••• formerJul 19, 2021 to May 15, 2025 · Post Falls, Id
- C••• B•••••••• S•••••••• I••• formerAug 24, 2015 to Jul 30, 2021 · Spokane, Wa
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 30, 2014 to Aug 10, 2015 · Coeur D'Alene, Id
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 5, 2010 · Coeur D'Alene, Id
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 11, 2008 to Jun 1, 2009 · Coeur D'Alene, Id
- D••• D••••••• • C•• independent RIAMar 24, 2006 to Sep 16, 2008 · Coeur D'Alene, Id
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- C••• B•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Jul 30, 2021, registered Jul 19, 2021 (-11 days) · Affiliated broker-dealer or bank to another
- S•••••• N••••••• • C••••••• I••••••••• to C••• B•••••••• S•••••••• I•••left Aug 10, 2015, registered Aug 24, 2015 (14 days) · Other
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 5, 2010, registered Jun 30, 2014 (1578 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- D••• D••••••• • C•• to C•••••••• G••••• M•••••• I•••left Sep 16, 2008, registered Sep 11, 2008 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address