T•••••• P•••••

L•• F•••••••• L••BD affiliatedSunbury, Oh dual registrantIAPD 2643077

Feed of 09/15/2026

Also filed as Tim John Pester

At current firm

1 y

since May 15, 2025

In the industry

30 y

since Sep 27, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 15, 2025 · San Diego, Ca
C••• F•••••••• S•••••••• L••• former
Nov 28, 2018 to May 15, 2025 · San Diego, Ca
F•••• T•••• S••••••••• I••• BD affiliated
Jan 20, 2017 to Oct 19, 2018 · Romeoville, Il
W•••• F•••• A••••••• wirehouse
Aug 11, 2015 to Dec 19, 2016 · Colorado Springs, Co
K•• I••••••••• S••••••• L•• BD affiliated
Apr 29, 2009 to Aug 11, 2015 · Alliance, Oh
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to Jan 28, 2009 · Chicago, Il
B••• O•• S••••••••• C••••••••• unclassified
Nov 17, 2000 to Jul 6, 2005 · Alliance, Oh

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
F•••• T•••• S••••••••• I••• to C••• F•••••••• S•••••••• L•••
left Oct 19, 2018, registered Nov 28, 2018 (40 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••
left Dec 19, 2016, registered Jan 20, 2017 (32 days) · Other
K•• I••••••••• S••••••• L•• to W•••• F•••• A•••••••
left Aug 11, 2015, registered Aug 11, 2015 (0 days) · Other
C•••• I••••••••• S••••••• C•••• to K•• I••••••••• S••••••• L••
left Jan 28, 2009, registered Apr 29, 2009 (91 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address