RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• Y••••
- Title
- Financial Planning & Investment Advisorreportedpfgadvisory.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P••••• F•••••••• G•••• L•• independent RIA currentsince May 24, 2023 · Fairfield, Nj
- E•••• S••••••••• L•• BD affiliatedJul 19, 2021 to Jun 14, 2023 · Fairfield, Nj
- P•••• S••••••••• L•• no RAUMJul 12, 2019 to Mar 2, 2020 · Brick, Nj
- E•••• S••••••••• L•• BD affiliatedSep 18, 2009 to Mar 4, 2019 · New Y•••, Ny
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerOct 11, 2004 to May 13, 2009 · Parsippany, Nj
- E•••• S••••••••• L•• to P••••• F•••••••• G•••• L••left Jun 14, 2023, registered May 24, 2023 (-21 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- P•••• S••••••••• L•• to E•••• S••••••••• L••left Mar 2, 2020, registered Jul 19, 2021 (504 days) · Affiliated broker-dealer or bank to another
- E•••• S••••••••• L•• to P•••• S••••••••• L••left Mar 4, 2019, registered Jul 12, 2019 (130 days) · Affiliated broker-dealer or bank to another
- N•• Y••• L••• I••••••••• M••••••••• L•• to E•••• S••••••••• L••left May 13, 2009, registered Sep 18, 2009 (128 days) · Other
- D•••• Y•••• left E•••• S••••••••• L•• for P••••• F•••••••• G•••• L•• (registered 2023-05-24)Jun 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address