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Registered advisor
D•••• L••••
Feed of 09/15/2026
Also filed as Donna S Lupiani
At current firm
0 y
since Nov 14, 2025
In the industry
30 y
since Oct 23, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 14, 2025 · El Segundo, Ca
- L•• F•••••••• L•• BD affiliatedMay 28, 2025 to Oct 31, 2025 · Canton, Ga
- O•••• W•••••• I••• BD affiliatedAug 23, 2024 to Apr 2, 2025 · Scottsdale, Az
- T•••• A•••••••• L•• formerSep 3, 2019 to Aug 23, 2024 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseNov 12, 2008 to Nov 30, 2012 · Woodstock, Ga
- W•••• F•••• A••••••• wirehouseApr 22, 2003 to Oct 7, 2008 · Decatur, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 31, 2025, registered Nov 14, 2025 (14 days) · Affiliated broker-dealer or bank to another
- O•••• W•••••• I••• to L•• F•••••••• L••left Apr 2, 2025, registered May 28, 2025 (56 days) · Affiliated broker-dealer or bank to another
- T•••• A•••••••• L•• to O•••• W•••••• I•••left Aug 23, 2024, registered Aug 23, 2024 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to T•••• A•••••••• L••left Nov 30, 2012, registered Sep 3, 2019 (2468 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- D•••• L•••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-11-14)Oct 31, 2025 · Advisor changed firm · fact
- D•••• L•••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-05-28)Apr 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address