G••• W••••• K•••••

• I••••••••• F•••••••• G••••• L•• BD affiliated current
  since Apr 23, 2018 · Bradenton, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jan 13, 2012 to Apr 24, 2018 · Sarasota, Fl
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Jan 17, 2012 · Sarasota, Fl
• P••••••••• E••••• G••••• L•• unclassified
  Apr 24, 1997 to Jul 1, 2003 · Sarasota, Fl

• A••••••••• F•••••••• S•••••••• L•• to I••••••••• F•••••••• G••••• L••
  left Apr 24, 2018, registered Apr 23, 2018 (-1 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
  left Jan 17, 2012, registered Jan 13, 2012 (-4 days) · Wirehouse to affiliated broker-dealer or bank
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address