RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• M•••••
- B••• M••• T•••• A•••••••• L•• independent RIA currentsince Jul 6, 2023 · Wilmington, De
- L•• A••••••••• L•• formerJul 9, 2015 to Jan 8, 2020 · Greenville, De
- J••••• M••••••••• S•••• L•• BD affiliatedAug 28, 2007 to May 11, 2015 · Philadelphia, Pa
- V•••••• P•••• A••••••• I••• unclassifiedApr 24, 2006 to Aug 9, 2007 · Lower Gwynedd, Pa
- P••••••• W••••• M••••••••• G••••• L•• independent RIAOct 14, 2004 to May 16, 2005 · Pennington, Nj
- L•• F•••••••• L•• BD affiliatedSep 29, 2004 to May 12, 2005 · Pennington, Nj
- S•• I••••••••• M••••••••• C••• mixed wealthApr 7, 2003 to Sep 13, 2004 · Oaks, Pa
- L•• A••••••••• L•• to B••• M••• T•••• A•••••••• L••left Jan 8, 2020, registered Jul 6, 2023 (1275 days) · RIA to RIA · moved with a team
- J••••• M••••••••• S•••• L•• to L•• A••••••••• L••left May 11, 2015, registered Jul 9, 2015 (59 days) · Other
- V•••••• P•••• A••••••• I••• to J••••• M••••••••• S•••• L••left Aug 9, 2007, registered Aug 28, 2007 (19 days) · Other
- P••••••• W••••• M••••••••• G••••• L•• to V•••••• P•••• A••••••• I•••left May 16, 2005, registered Apr 24, 2006 (343 days) · Other
- L•• F•••••••• L•• to P••••••• W••••• M••••••••• G••••• L••left May 12, 2005, registered Oct 14, 2004 (-210 days) · Other
- S•• I••••••••• M••••••••• C••• to L•• F•••••••• L••left Sep 13, 2004, registered Sep 29, 2004 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address