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RIA Intelligence
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Registered advisor
J•••• P•••••• O•••••
Feed of 09/14/2026
At current firm
9 y
since Sep 7, 2017
In the industry
30 y
since Jun 6, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 7, 2017 · Orland Park, Il
- J••• M••••• S••••••••• L•• wirehouseMay 12, 2016 to Aug 30, 2017 · Willowbrook, Il
- C••••••••• I••••••••• L•• mixed wealthDec 6, 2005 to Jan 24, 2006 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 24, 2005 to Dec 21, 2005 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Aug 30, 2017, registered Sep 7, 2017 (8 days) · Other
- C••••••••• I••••••••• L•• to J••• M••••• S••••••••• L••left Jan 24, 2006, registered May 12, 2016 (3761 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••left Dec 21, 2005, registered Dec 6, 2005 (-15 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address