DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Scott Strominger
Feed of 09/14/2026
At current firm
5 y
since Jul 23, 2021
In the industry
30 y
since Jul 25, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A.G.P / Alliance Global Partners independent RIA currentsince Jul 23, 2021 · New York, Ny
- Aegis Capital Corp. BD affiliatedMar 15, 2016 to Aug 9, 2021 · New York, Ny
- Oppenheimer & Co. Inc. BD affiliatedMar 4, 2014 to Dec 22, 2015 · New York, Ny
- Maxim Financial Advisors LLC independent RIAApr 5, 2010 to Apr 1, 2014 · New York, Ny
- Msi Financial Services, Inc. formerMar 5, 2009 to Mar 18, 2010 · New York, Ny
- Eastbrook Capital Group LLC unclassifiedAug 29, 2007 to Mar 3, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Aegis Capital Corp. to A.G.P / Alliance Global Partnersleft Aug 9, 2021, registered Jul 23, 2021 (-17 days) · Affiliated broker-dealer or bank to independent RIA
- Oppenheimer & Co. Inc. to Aegis Capital Corp.left Dec 22, 2015, registered Mar 15, 2016 (84 days) · Other
- Maxim Financial Advisors LLC to Oppenheimer & Co. Inc.left Apr 1, 2014, registered Mar 4, 2014 (-28 days) · Other
- Msi Financial Services, Inc. to Maxim Financial Advisors LLCleft Mar 18, 2010, registered Apr 5, 2010 (18 days) · Other
- Eastbrook Capital Group LLC to Msi Financial Services, Inc.left Mar 3, 2009, registered Mar 5, 2009 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address