RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C••••••••• A•••
- G•••••••• F•••••••• N••••••• L•• independent RIA currentsince Jun 29, 2026 · Leawood, Ks
- V•• A••••••• S••••••• formerAug 31, 2004 to Jul 18, 2016 · Fairfax, Va
- W•••• F•••• A••••••• wirehouseAug 16, 2002 to Sep 8, 2004 · Mclean, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 20, 1998 to Jul 9, 2002 · Reston, Va
- V•• A••••••• S••••••• to G•••••••• F•••••••• N••••••• L••left Jul 18, 2016, registered Jun 29, 2026 (3633 days) · Other
- W•••• F•••• A••••••• to V•• A••••••• S•••••••left Sep 8, 2004, registered Aug 31, 2004 (-8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 9, 2002, registered Aug 16, 2002 (38 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address