DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Roger Bassuk
Feed of 09/14/2026
At current firm
3 y
since Aug 23, 2023
In the industry
30 y
since Dec 7, 1995 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Aug 23, 2023 · Scottsdale, Az
- Sagepoint Financial, Inc. formerOct 24, 2022 to Sep 1, 2023 · Scottsdale, Az
- Independent Financial Group, LLC BD affiliatedJan 21, 2021 to Mar 12, 2021 · San Diego, Ca
- Cuso Financial Services, L.P. formerFeb 13, 2019 to Jun 7, 2019 · San Diego, Ca
- Cadaret Grant & Co Inc formerFeb 13, 2019 to Jun 7, 2019 · Syracuse, Ny
- Sorrento Pacific Financial, LLC formerApr 25, 2018 to Jun 7, 2019 · San Diego, Ca
- First Allied Advisory Services, Inc. formerJul 2, 2012 to Feb 2, 2018 · Chesterfield, Mo
- First Allied Securities, Inc. formerAug 29, 2011 to Jul 2, 2012 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to Osaic Wealth, Inc.left Sep 1, 2023, registered Aug 23, 2023 (-9 days) · corporate re-registration, not a move
- Independent Financial Group, LLC to Sagepoint Financial, Inc.left Mar 12, 2021, registered Oct 24, 2022 (591 days) · RIA to affiliated broker-dealer or bank
- Cadaret Grant & Co Inc to Cuso Financial Services, L.P.left Jun 7, 2019, registered Feb 13, 2019 (-114 days) · Affiliated broker-dealer or bank to another
- Sorrento Pacific Financial, LLC to Cuso Financial Services, L.P.left Jun 7, 2019, registered Feb 13, 2019 (-114 days) · channel change inside one enterprise, not a move
- Cuso Financial Services, L.P. to Cadaret Grant & Co Incleft Jun 7, 2019, registered Feb 13, 2019 (-114 days) · channel change inside one enterprise, not a move
- First Allied Advisory Services, Inc. to Sorrento Pacific Financial, LLCleft Feb 2, 2018, registered Apr 25, 2018 (82 days) · Other
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address