DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Rustomji Feroz Dubash

Transamerica Retirement Advisors, LLCBD affiliatedElkhart, Indual registrantIAPD 2651871

Feed of 09/14/2026

Also filed as Rustom Feroz Dubash

At current firm

12 y

since Jun 16, 2014

In the industry

30 y

since Sep 29, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Transamerica Retirement Advisors, LLC BD affiliated current
since Jun 16, 2014 · Elkhart, In
Valic Financial Advisors, Inc. BD affiliated
Mar 3, 2008 to Oct 4, 2012 · Carmel, In
Natcity Investments, Inc. unclassified
Feb 20, 2007 to Feb 28, 2008 · Mishawaka, In
Td Ameritrade Investment Management, LLC former
May 18, 2006 to Aug 11, 2006 · Woodmere, Oh
Td Ameritrade, Inc. former
Apr 7, 2006 to Aug 11, 2006 · Orange Village, Oh
Banc One Securities Corporation unclassified
Dec 16, 2004 to Feb 22, 2005 · Hazel Crest, Il
Charles Schwab & Co., Inc. national BD
Oct 19, 2000 to Oct 22, 2003 · Southbend, Il

Moves

a registration end followed by a registration begin elsewhere

Valic Financial Advisors, Inc. to Transamerica Retirement Advisors, LLC
left Oct 4, 2012, registered Jun 16, 2014 (620 days) · Other
Natcity Investments, Inc. to Valic Financial Advisors, Inc.
left Feb 28, 2008, registered Mar 3, 2008 (4 days) · Other
Td Ameritrade Investment Management, LLC to Natcity Investments, Inc.
left Aug 11, 2006, registered Feb 20, 2007 (193 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Aug 11, 2006, registered May 18, 2006 (-85 days) · channel change inside one enterprise, not a move
Banc One Securities Corporation to Td Ameritrade, Inc.
left Feb 22, 2005, registered Apr 7, 2006 (409 days) · Other
Charles Schwab & Co., Inc. to Banc One Securities Corporation
left Oct 22, 2003, registered Dec 16, 2004 (421 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address