DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

South Texas Money Management, Ltd.

Former SEC-registered adviserSan Antonio, TexasCRD 112188SEC 801-58167IAPD
Latest filing Sep 30, 2019
First filing on the tape Mar 28, 2012 · 23 filings
RAUM
$3.4B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
73%
$2.5B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
62
30 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$3.4B as of Mar 29, 2019
Mar 28, 2012$1.8B then
HNW client RAUM$2.1B as of Mar 29, 2019
Mar 30, 2018$2.1B then
State-registered IARs (5.B.3)23 as of Mar 29, 2019
Mar 4, 201321 then
Employees (5.A)62 as of Mar 29, 2019
Mar 4, 201358 then
Private funds: no history
RAUM +2.1% over the last fiscal year+7.1% a year over threeIARs 23 to 23
Practice profile
derived from the filing of Sep 30, 2019; every figure names its basis
RAUM per advisor
$147MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
59derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.7derivedItem 5.A over advisors
Advisors per office
3.8derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+2.1%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.6%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.1B63%
  • Charitable organizations$406M12%
  • Corporations and businesses$378M11%
  • Individuals$341M10%
  • State and municipal entities$95.1M2.8%
  • Pension and profit-sharing plans$42.2M1.2%
Individual clients
708reported
HNW clients
651reported
Pension plan clients
12reported
Charitable clients
81reported
Accounts
3,258reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Jean Marcy Barnett · Chief Financial Officer/ Limited Partnercontrol
      since 08/2017 · owns less than 5%
    • Dawn Lisa Fox · Managing Director/Limited Partnercontrol
      since 05/2014 · owns less than 5%
    • Michaelle Teri Grubb · Co-Chief Executive Officer/Limited Partnercontrol
      since 09/2011 · owns less than 5%
    • Lance John Lahourcade · Managing Director/Limited Partnercontrol
      since 04/2011 · owns 10% to 25%
    • S Christina Markell-Balleza · Gen Counsel/Limited Partner/Chief Compliance Officer/Co-Chief Executive Officercontrol
      since 09/2011 · owns less than 5%
    • P. Lauren Mclaughlin · Trusteecontrol
      since 07/2019 · owns F of The Jeanie Rabke Wyatt Management Trust
    • C. Earl Rabke III. · Trusteecontrol
      since 07/2019 · owns F of The Jeanie Rabke Wyatt Management Trust
    • C. Earl Rabke III. · Managercontrol
      since 03/2019 · owns F of Baruch Management, LLC
    • John W Wyatt · Limited Partner
      since 01/2012 · owns 5% to 10%
    • W Richey Wyatt · Limited Partner
      since 01/2012 · owns 5% to 10%
    Entity owners
    • Baruch Management, LLC · General Partner
      direct · owns less than 5%
    • Earl C. Rabke III, Gst Trust, Earl C. Rabke III, Trustee · Limited Partner
      direct · owns 10% to 25%
    • The Jeanie Rabke Wyatt Management Trust · Limited Partner
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Austin, TX5 employees
    • Corpus Christi, TX2 employees
    • Brenham, TX1 employees
    • Dallas, TX1 employees
    • Houston, TX1 employees
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Jul 30, 2019 to Sep 30, 2019
    • Related broker-dealer · false to true
      Jul 30, 2019 to Sep 30, 2019
    • Accounts · 3,105 to 3,258
      Jul 10, 2018 to Mar 29, 2019
    • Charity clients · 66 to 81
      Jul 10, 2018 to Mar 29, 2019
    • Corporate clients · 118 to 124
      Jul 10, 2018 to Mar 29, 2019
    • HNW clients · 691 to 651
      Jul 10, 2018 to Mar 29, 2019
    • Individual clients · 621 to 708
      Jul 10, 2018 to Mar 29, 2019
    • Pension plan clients · 13 to 12
      Jul 10, 2018 to Mar 29, 2019
    • Employees · 61 to 62
      Jul 10, 2018 to Mar 29, 2019
    • Discretionary RAUM · $3.3B to $3.3B
      Jul 10, 2018 to Mar 29, 2019
    • HNW RAUM · $2.1B to $2.1B
      Jul 10, 2018 to Mar 29, 2019
    • Individual RAUM · $301M to $341M
      Jul 10, 2018 to Mar 29, 2019
    • Non-discretionary RAUM · $31.3M to $47.9M
      Jul 10, 2018 to Mar 29, 2019
    • Pension RAUM · $42.7M to $42.2M
      Jul 10, 2018 to Mar 29, 2019
    • RAUM · $3.3B to $3.4B
      Jul 10, 2018 to Mar 29, 2019
    • Accounts · 3,001 to 3,105
      May 5, 2017 to Mar 30, 2018
    • Charity clients · unset to 66.0
      May 5, 2017 to Mar 30, 2018
    • Corporate clients · unset to 118.0
      May 5, 2017 to Mar 30, 2018
    • HNW clients · unset to 691.0
      May 5, 2017 to Mar 30, 2018
    • Individual clients · unset to 621.0
      May 5, 2017 to Mar 30, 2018
    • Pension plan clients · unset to 13.0
      May 5, 2017 to Mar 30, 2018
    • State-registered IARs · 25 to 23
      May 5, 2017 to Mar 30, 2018
    • Other offices · unset to 5.0
      May 5, 2017 to Mar 30, 2018
    • Discretionary RAUM · $2.9B to $3.3B
      May 5, 2017 to Mar 30, 2018
    • HNW RAUM · unset to 2078623859.0
      May 5, 2017 to Mar 30, 2018
    • Individual RAUM · unset to 300937486.0
      May 5, 2017 to Mar 30, 2018
    • Non-discretionary RAUM · $106M to $31.3M
      May 5, 2017 to Mar 30, 2018
    • Pension RAUM · unset to 42687676.0
      May 5, 2017 to Mar 30, 2018
    • RAUM · $3.0B to $3.3B
      May 5, 2017 to Mar 30, 2018
    • Accounts · 2,848 to 3,001
      Feb 16, 2016 to Mar 30, 2017
    • Employees · 60 to 61
      Feb 16, 2016 to Mar 30, 2017
    • State-registered IARs · 23 to 25
      Feb 16, 2016 to Mar 30, 2017
    • Discretionary RAUM · $2.7B to $2.9B
      Feb 16, 2016 to Mar 30, 2017
    • Non-discretionary RAUM · $16.2M to $106M
      Feb 16, 2016 to Mar 30, 2017
    • RAUM · $2.8B to $3.0B
      Feb 16, 2016 to Mar 30, 2017
    • Accounts · 2,543 to 2,848
      Oct 7, 2015 to Feb 16, 2016
    • Advisory employees · 26 to 30
      Oct 7, 2015 to Feb 16, 2016
    • State-registered IARs · 24 to 23
      Oct 7, 2015 to Feb 16, 2016
    • Discretionary RAUM · $2.4B to $2.7B
      Oct 7, 2015 to Feb 16, 2016
    • Non-discretionary RAUM · $155M to $16.2M
      Oct 7, 2015 to Feb 16, 2016
    Signals
    4 dated events
    • Robert James Kee (President/Chief Economist) no longer on Schedule A of South Texas Money Management, Ltd. (listed 2019-07-30, absent 2019-09-30)
      Sep 30, 2019 · Control person left · inference
    • P. Lauren Mclaughlin (Trustee) appeared on Schedule A of South Texas Money Management, Ltd.
      Jul 30, 2019 · Control person joined · fact
    • Jeanie Wyatt (Member) no longer on Schedule A of South Texas Money Management, Ltd. (listed 2019-03-29, absent 2019-07-30)
      Jul 30, 2019 · Control person left · inference
    • C. Earl Rabke Iii. (Manager) appeared on Schedule A of South Texas Money Management, Ltd.
      Mar 29, 2019 · Control person joined · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026