RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• T••••• M•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 4, 2026 · Madison, Wi
- N••••••••• A•••• M••••••••• L•• independent RIAJan 6, 2025 to Mar 20, 2026 · Madison, Wi
- N••••••••• A•••• M••••••••• L•• independent RIAMar 15, 2019 to Dec 31, 2024 · Madison, Wi
- N••••••• C•••••• M••••••••• L•• formerApr 22, 2009 to Feb 21, 2019 · Madison, Wi
- N••••••• C•••••• M••••••••• L•• formerAug 29, 1995 to Dec 31, 2008 · Madison, Wi
- N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••left Mar 20, 2026, registered Jan 4, 2026 (-75 days) · corporate re-registration, not a move
- N••••••• C•••••• M••••••••• L•• to N••••••••• A•••• M••••••••• L••left Feb 21, 2019, registered Mar 15, 2019 (22 days) · RIA to RIA · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address