DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anita Maria Adams

LPL Financial LLCBD affiliatedAvon, Ohdual registrantIAPD 2657786

Feed of 09/14/2026

At current firm

4 y

since Aug 29, 2022

In the industry

30 y

since Feb 22, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 29, 2022 · Avon, Oh
Lincoln Investment independent RIA
Jul 25, 2017 to Aug 25, 2022 · Avon, Oh
Legend Advisory, LLC former
May 15, 2017 to Oct 3, 2019 · Avon, Oh
Huntington Financial Advisors BD affiliated
Feb 1, 2017 to May 8, 2017 · Elyria, Oh
LPL Financial LLC BD affiliated
Sep 18, 2013 to Feb 1, 2017 · Elyria, Oh
Firstmerit Advisors, Inc. unclassified
Jan 21, 2010 to Sep 18, 2013 · Huron, Oh
Invest Financial Corporation former
Jul 7, 2005 to Jan 22, 2010 · Lorain, Oh
Banc One Securities Corporation unclassified
Jun 30, 2003 to Dec 19, 2003 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

Lincoln Investment to LPL Financial LLC
left Aug 25, 2022, registered Aug 29, 2022 (4 days) · RIA to RIA
Legend Advisory, LLC to Lincoln Investment
left Oct 3, 2019, registered Jul 25, 2017 (-800 days) · corporate re-registration, not a move
Huntington Financial Advisors to Legend Advisory, LLC
left May 8, 2017, registered May 15, 2017 (7 days) · Other
LPL Financial LLC to Huntington Financial Advisors
left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
Firstmerit Advisors, Inc. to LPL Financial LLC
left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
Invest Financial Corporation to Firstmerit Advisors, Inc.
left Jan 22, 2010, registered Jan 21, 2010 (-1 days) · Other
Banc One Securities Corporation to Invest Financial Corporation
left Dec 19, 2003, registered Jul 7, 2005 (566 days) · Other

Signals

Anita Maria Adams left Lincoln Investment for Lpl Financial Llc (registered 2022-08-29)
Aug 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address