DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Giantonio
Feed of 09/14/2026
Also filed as Jeffrey Paul Giantonio
At current firm
3 y
since Oct 11, 2022
In the industry
16 y
since Jul 12, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Smith Brothers Financial, LLC mixed wealth currentsince Oct 11, 2022 · Glastonbury, Ct
- Woodbury Financial Services, Inc. formerDec 6, 2017 to Oct 13, 2022 · Glastonbury, Ct
- Beirne. otherAug 4, 2015 to Oct 27, 2017 · Milford, Ct
- Nfp Advisor Services, LLC formerJun 13, 2013 to Jul 31, 2015 · Avon, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 13, 2010 to Jun 7, 2013 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to Smith Brothers Financial, LLCleft Oct 13, 2022, registered Oct 11, 2022 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Beirne. to Woodbury Financial Services, Inc.left Oct 27, 2017, registered Dec 6, 2017 (40 days) · Other
- Nfp Advisor Services, LLC to Beirne.left Jul 31, 2015, registered Aug 4, 2015 (4 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Nfp Advisor Services, LLCleft Jun 7, 2013, registered Jun 13, 2013 (6 days) · Other
Signals
- Jeffrey Giantonio left Woodbury Financial Services, Inc. for Smith Brothers Financial, Llc (registered 2022-10-11)Oct 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address