DFX Intelligence
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Registered advisor
J••••• M•••• C••••••
Feed of 09/15/2026
Also filed as J••••• M•••• C••••••••• C••••••••• M•••• C••••••••• M•••• C••••••
At current firm
17 y
since Jun 1, 2009
In the industry
30 y
since Nov 8, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 1, 2009 · Virginia Beach, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 21, 2006 to Jun 1, 2009 · Newport News, Va
- W•••• F•••• A••••••• wirehouseMar 25, 2004 to Apr 4, 2006 · Norfolk, Va
- C••• F•••••••• S•••••••• L••• formerFeb 12, 2004 to Mar 15, 2004 · Virginia Beach, Va
- C••• B•••••••• S•••••••• I••• formerJun 29, 2001 to Feb 20, 2004 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Apr 4, 2006, registered Apr 21, 2006 (17 days) · Other
- C••• F•••••••• S•••••••• L••• to W•••• F•••• A•••••••left Mar 15, 2004, registered Mar 25, 2004 (10 days) · Other
- C••• B•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Feb 20, 2004, registered Feb 12, 2004 (-8 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address