DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph M Mcgraw
Certified Financial Planner
Feed of 09/14/2026
Also filed as Joe Mcgraw
At current firm
1 y
since Mar 6, 2025
In the industry
26 y
since Dec 20, 1999 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Mar 6, 2025 · Chicago, Il
- Sgl Financial, LLC independent RIAOct 29, 2024 to May 27, 2025 · Buffalo Grove, Il
- Charles Schwab & Co., Inc. national BDJan 25, 2022 to Jun 26, 2023 · Westlake, Tx
- Td Ameritrade, Inc. formerFeb 27, 2018 to Oct 14, 2022 · St. Charles, Il
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Jun 26, 2023 · Omaha, Ne
- Scottrade Investment Management formerJan 25, 2017 to Feb 26, 2018 · Saint Louis, Mo
- Portfolio Logic, LLC unclassifiedJan 2, 2015 to Oct 26, 2016 · St. Charles, Il
- Demos Partners, LLC unclassifiedJul 25, 2012 to Nov 2, 2012 · St. Charles, Il
- Strategic Advisers LLC national BDJan 14, 2000 to Nov 22, 2002 · Wilmette, Il
Moves
a registration end followed by a registration begin elsewhere
- Sgl Financial, LLC to Morgan Stanleyleft May 27, 2025, registered Mar 6, 2025 (-82 days) · RIA to wirehouse
- Charles Schwab & Co., Inc. to Sgl Financial, LLCleft Jun 26, 2023, registered Oct 29, 2024 (491 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jun 26, 2023, registered Feb 27, 2018 (-1945 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Oct 14, 2022, registered Jan 25, 2022 (-262 days) · channel change inside one enterprise, not a move · moved with a team
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- Portfolio Logic, LLC to Scottrade Investment Managementleft Oct 26, 2016, registered Jan 25, 2017 (91 days) · Other
- Demos Partners, LLC to Portfolio Logic, LLCleft Nov 2, 2012, registered Jan 2, 2015 (791 days) · Other
- Strategic Advisers LLC to Demos Partners, LLCleft Nov 22, 2002, registered Jul 25, 2012 (3533 days) · Other
Signals
- Joseph M Mcgraw left Sgl Financial, Llc for Morgan Stanley (registered 2025-03-06)May 27, 2025 · Advisor changed firm · fact
- Joseph M Mcgraw left Charles Schwab & Co., Inc. for Sgl Financial, Llc (registered 2024-10-29)Jun 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address