RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• R• P••••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 2, 2021 · Brentwood, Tn
- M••••• S•••••• wirehouseAug 19, 2014 to Mar 24, 2021 · Nashville, Tn
- U•• F•••••••• S••••••• I••• wirehouseMar 27, 2009 to Aug 27, 2014 · Franklin, Tn
- W•••• F•••• A••••••• wirehouseJan 16, 2004 to Mar 26, 2009 · Brentwood, Tn
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 24, 2021, registered Mar 2, 2021 (-22 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Aug 27, 2014, registered Aug 19, 2014 (-8 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Mar 26, 2009, registered Mar 27, 2009 (1 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address