DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• B•••

H••• S••••••••• •••• I•••BD affiliatedMiami, Fl dual registrantIAPD 2663826

Feed of 09/15/2026

Also filed as J••• G B•••

At current firm

0 y

since Apr 23, 2026

In the industry

29 y

since Nov 26, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••• S••••••••• •••• I••• BD affiliated current
since Apr 23, 2026 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
May 8, 2025 to Apr 14, 2026 · Hollywood, Fl
B•••••••• F•••••••• W••••• A••••••• L•• independent RIA
Apr 29, 2024 to Sep 7, 2024 · Boca Raton, Fl
O••••••••• • C•• I••• BD affiliated
Jun 4, 2015 to Jul 19, 2016 · New York, Ny
M••••• S•••••• wirehouse
Mar 27, 2013 to Jun 17, 2015 · New York, Ny
M••••• S•••••• wirehouse
Apr 20, 2012 to Feb 12, 2013 · New York, Ny
D••••••• B••• S••••••••• I••• no RAUM
Oct 15, 2009 to Nov 22, 2011 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 26, 2007 to Apr 20, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to H••• S••••••••• •••• I•••
left Apr 14, 2026, registered Apr 23, 2026 (9 days) · Affiliated broker-dealer or bank to another
B•••••••• F•••••••• W••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••
left Sep 7, 2024, registered May 8, 2025 (243 days) · RIA to affiliated broker-dealer or bank
O••••••••• • C•• I••• to B•••••••• F•••••••• W••••• A••••••• L••
left Jul 19, 2016, registered Apr 29, 2024 (2841 days) · Other
M••••• S•••••• to O••••••••• • C•• I•••
left Jun 17, 2015, registered Jun 4, 2015 (-13 days) · Other
D••••••• B••• S••••••••• I••• to M••••• S••••••
left Nov 22, 2011, registered Apr 20, 2012 (150 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••••••• B••• S••••••••• I•••
left Apr 20, 2009, registered Oct 15, 2009 (178 days) · Other

Signals

J••• B••• left C•••••••• G••••• M•••••• I••• for H••• S••••••••• •••• I••• (registered 2026-04-23)
Apr 14, 2026 · Advisor changed firm · fact
J••• B••• left B•••••••• F•••••••• W••••• A••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2025-05-08)
Sep 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address