DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• F•••••••• W••••• A••••••• L••
Latest filing May 18, 2026
First filing on the tape Jun 6, 2017 · 43 filings
SEC status approved since Jul 7, 2017
RAUM
$766M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$755M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$766M as of May 18, 2026
Mar 2, 2018$176M then
HNW client RAUM$567M as of May 18, 2026
Mar 2, 2018$60.0M then
State-registered IARs (5.B.3)7 as of May 18, 2026
Mar 2, 20184 then
Employees (5.A)14 as of May 18, 2026
Mar 2, 20185 then
Private funds: no history
RAUM +6.2% over the last fiscal year+7.5% a year over threeIARs 5 to 7offices 2 to 3
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $717,974derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $53.8M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$567M74%
- Individuals$188M25%
- Pension and profit-sharing plans$6.1M0.8%
- Corporations and businesses$3.5M0.5%
- Charitable organizations$1.3M0.2%
- Individual clients
- 251reported
- HNW clients
- 110reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 1,067reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $53.8M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• S••••• K•••••Certified Financial Planner, Chartered Financial Consultant | Boca Raton, Fl | Jul 17, 2017 | 33 y | 3 |
| W•••••• D••••• S••••• | Woodbridge, Nj | Oct 5, 2021 | 12 y | 0 |
| A•••••••• L•••••Certified Financial Planner, Chartered Financial Analyst | Woodbridge, Nj | Oct 20, 2022 | 10 y | 0 |
| A••• M•••••••• | Boca Raton, Fl | Sep 1, 2023 | 14 y | 0 |
| T••••• J••••• | Boca Raton, Fl | May 13, 2024 | 15 y | 0 |
| L••••• P• W••••••••• | Boca Raton, Fl | Sep 4, 2025 | 13 y | 1 |
| J••••• F• S••••••••• | Boca Raton, Fl | Feb 25, 2026 | 27 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- P••••• N•••••••• P•••• to K••••• A•••••••• I•••Dec 19, 2024 · RIA to affiliated broker-dealer or bank
- J••• B••• to C•••••••• G••••• M•••••• I•••Sep 7, 2024 · RIA to affiliated broker-dealer or bank
- Y•••• D•••• to J•••••• W••••• M••••••••• L••Jan 24, 2022 · RIA to RIA
- D••••• R• L••••• to F••••••• P••••••• A•• W•••••••• A•••••••Dec 4, 2021 · RIA to affiliated broker-dealer or bank
- D••••• J•••• S•••• to A•••••• I••••••••• I•••Dec 31, 2020 · RIA to RIA
- D•• C•••••••• R•••• to C••••• A••••••• G••••• L••Jul 3, 2018 · RIA to RIA
Joined, latest
- J••••• F• S••••••••• from C••••••••• W••••• M••••••••• L••Feb 25, 2026 · Other
- L••••• P• W••••••••• from M••••• S••••••Sep 4, 2025 · Wirehouse to independent RIA
- J••• B••• from O••••••••• • C•• I•••Apr 29, 2024 · Other
- D••••• R• L••••• from F••••••• P••••••• A•• W•••••••• A•••••••May 12, 2021 · Affiliated broker-dealer or bank to independent RIA
- D•• C•••••••• R•••• from F•••••• W••••• A•••••••• L••Oct 6, 2017 · Other
- D••••• J•••• S•••• from P••••••••• P••••••• S•••••••Jul 17, 2017 · Other
- P••••• N•••••••• P•••• from P••••••••• P••••••• S•••••••Jul 17, 2017 · Other
- R•••• S••••• K••••• from A••••••• P••••••••• A•••••••• I••Jul 17, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from P••••••••• P••••••• S•••••••Jul 13, 2017 · Holbrook, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• R••••• S••••• · Chief Compliance Officercontrolsince 02/2017 · owns less than 5%
- D••••••• M••••••• I•••• · Membercontrolsince 12/2014 · owns 50% to 75% of D• B••••••••• L••
- D•••••• T••••••• R••••• · Membercontrolsince 12/2014 · owns 50% to 75% of D• B••••••••• L••
- K•••••• R••••• S••••• · Managing Membercontrolsince 01/1999 · owns 75% or more of B•••••••• F•••••••• G•••• I••
- K•••••• R••••• S••••• · Membercontrolsince 01/1999 · owns F of B•••••••• F•••••••• G••••• L••
- P••••• P•••••• N•••••••• · Membercontrolsince 05/2012 · owns 75% or more of M• H•••••••
Entity owners
- B•••••••• F•••••••• G•••• I•• · Ownerdirect · owns 50% to 75%
- B•••••••• F•••••••• G••••• L•• · Ownerdirect · owns 50% to 75%
- D• B••••••••• L•• · Ownerdirect · owns 25% to 50%
- M• H••••••• · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B•••••••• F•••••••• B••••••• • R••• S••••••• L••real estaten
- B•••••••• F•••••••• I•••••••• A••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 7 | 1 | 0 | ||
| Woodbridge, Nj | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Jupiter, FL5 employees
- Sunrise, FL5 employees
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Mar 3, 2026 to May 18, 2026
- State-registered IARs · 6 to 7Mar 3, 2026 to May 18, 2026
- Other offices · 2 to 3Mar 3, 2026 to May 18, 2026
- Accounts · 1,114 to 1,067Jan 8, 2026 to Mar 3, 2026
- Advisory employees · 5 to 6Jan 8, 2026 to Mar 3, 2026
- Charity clients · 2 to 1Jan 8, 2026 to Mar 3, 2026
- Corporate clients · 1 to 2Jan 8, 2026 to Mar 3, 2026
- HNW clients · 111 to 110Jan 8, 2026 to Mar 3, 2026
- Individual clients · 270 to 251Jan 8, 2026 to Mar 3, 2026
- Pension plan clients · 3 to 2Jan 8, 2026 to Mar 3, 2026
- Assets in custody · $5.1M to $53.8MJan 8, 2026 to Mar 3, 2026
- Employees · 10 to 14Jan 8, 2026 to Mar 3, 2026
- State-registered IARs · 5 to 6Jan 8, 2026 to Mar 3, 2026
- Discretionary RAUM · $722M to $766MJan 8, 2026 to Mar 3, 2026
- HNW RAUM · $506M to $567MJan 8, 2026 to Mar 3, 2026
- Individual RAUM · $195M to $188MJan 8, 2026 to Mar 3, 2026
- Pension RAUM · $11.4M to $6.1MJan 8, 2026 to Mar 3, 2026
- RAUM · $722M to $766MJan 8, 2026 to Mar 3, 2026
- Accounts · 1,004 to 1,114Mar 28, 2024 to Mar 20, 2025
- HNW clients · 105 to 111Mar 28, 2024 to Mar 20, 2025
- Individual clients · 248 to 270Mar 28, 2024 to Mar 20, 2025
- Pension plan clients · 4 to 3Mar 28, 2024 to Mar 20, 2025
- Assets in custody · $4.8M to $5.1MMar 28, 2024 to Mar 20, 2025
- Financial planning clients · 1-10 to 1-10Mar 28, 2024 to Mar 20, 2025
- Discretionary RAUM · $549M to $722MMar 28, 2024 to Mar 20, 2025
- HNW RAUM · $370M to $506MMar 28, 2024 to Mar 20, 2025
- Individual RAUM · $156M to $195MMar 28, 2024 to Mar 20, 2025
- Pension RAUM · $10.9M to $11.4MMar 28, 2024 to Mar 20, 2025
- RAUM · $549M to $722MMar 28, 2024 to Mar 20, 2025
- Accounts · 970 to 1,004Nov 1, 2023 to Mar 28, 2024
- Charity clients · 1 to 2Nov 1, 2023 to Mar 28, 2024
- HNW clients · 104 to 105Nov 1, 2023 to Mar 28, 2024
- Individual clients · 242 to 248Nov 1, 2023 to Mar 28, 2024
- Assets in custody · $4.7M to $4.8MNov 1, 2023 to Mar 28, 2024
- Employees · 9 to 10Nov 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $513M to $549MNov 1, 2023 to Mar 28, 2024
- HNW RAUM · $349M to $370MNov 1, 2023 to Mar 28, 2024
- Individual RAUM · $145M to $156MNov 1, 2023 to Mar 28, 2024
- Pension RAUM · $10.0M to $10.9MNov 1, 2023 to Mar 28, 2024
- RAUM · $513M to $549MNov 1, 2023 to Mar 28, 2024
Signals
7 dated events
- B•••••••• F•••••••• W••••• A••••••• L•• reported RAUM $721.7M, up 31% from $549.0M (2024-03-28 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- P••••• N•••••••• P•••• left B•••••••• F•••••••• W••••• A••••••• L•• for K••••• A•••••••• I••• (registered 2024-12-26)Dec 19, 2024 · Advisor changed firm · fact
- J••• B••• left B•••••••• F•••••••• W••••• A••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2025-05-08)Sep 7, 2024 · Advisor changed firm · fact
- B•••••••• F•••••••• W••••• A••••••• L•• reported RAUM $616.7M, up 40% from $440.0M (2022-10-28 to 2023-03-08)Mar 8, 2023 · RAUM change · derived
- B•••••••• F•••••••• W••••• A••••••• L•• reported RAUM $440.0M, up 39% from $317.5M (2021-12-21 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Y•••• D•••• left B•••••••• F•••••••• W••••• A••••••• L•• for J•••••• W••••• M••••••••• L•• (registered 2022-02-03)Jan 24, 2022 · Advisor changed firm · fact
- B•••••••• F•••••••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jun 6, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/benchmark-financial-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (561) 416-2992reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026