DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Lorin Ross

Independent Financial PartnersBD affiliatedTampa, Fl IA-onlyIAPD 2664674

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Jun 16, 2025

In the industry

31 y

since Sep 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Partners BD affiliated current
since Jun 16, 2025 · San Ramon, Ca
Riggs Capital Management, LLC former
Jun 23, 2022 to May 30, 2025 · Smoot, Wy
Crow Creek Wealth former
May 17, 2019 to Aug 26, 2022 · Sam Ramon, Ca
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Apr 3, 2019 · Boston, Ma
Strategic Advisers LLC national BD
Mar 10, 2004 to Jul 13, 2018 · Sunnyvale, Ca

Moves

a registration end followed by a registration begin elsewhere

Riggs Capital Management, LLC to Independent Financial Partners
left May 30, 2025, registered Jun 16, 2025 (17 days) · RIA to affiliated broker-dealer or bank
Crow Creek Wealth to Riggs Capital Management, LLC
left Aug 26, 2022, registered Jun 23, 2022 (-64 days) · Other
Fidelity Personal And Workplace Advisors to Crow Creek Wealth
left Apr 3, 2019, registered May 17, 2019 (44 days) · Affiliated broker-dealer or bank to a newly registered adviser
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

Michael Lorin Ross left Riggs Capital Management, Llc for Independent Financial Partners (registered 2025-06-16)
May 30, 2025 · Advisor changed firm · fact
Michael Lorin Ross left Crow Creek Wealth for Riggs Capital Management, Llc (registered 2022-06-23)
Aug 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address