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Feed of 09/14/2026
Also filed as G•••••• C V•••••
At current firm
0 y
since Jan 1, 2026
In the industry
30 y
since Dec 19, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••• L•• state registered currentsince Jan 1, 2026 · Trenton, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 10, 2008 to Nov 2, 2009 · Toledo, Oh
- C••••• A••••••• L•• formerMar 21, 2006 to Jun 12, 2007 · Manchester, Nh
- U•••••••• S••••••••• I••• unclassifiedJun 7, 1999 to Mar 31, 2006 · Sicklerville, Nj
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to G•••••• L••left Nov 2, 2009, registered Jan 1, 2026 (5904 days) · Other
- C••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••left Jun 12, 2007, registered Jan 10, 2008 (212 days) · Other
- U•••••••• S••••••••• I••• to C••••• A••••••• L••left Mar 31, 2006, registered Mar 21, 2006 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address