DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P•••••• D••••

C••••••••• I••••••••• L••mixed wealthDelray Beach, Fl dual registrantIAPD 2668590

Feed of 09/14/2026

Also filed as Matt D••••

At current firm

16 y

since Dec 11, 2009

In the industry

30 y

since Nov 9, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• I••••••••• L•• mixed wealth current
since Dec 11, 2009 · New York, Ny
B••• A•••••••• L•• former
Apr 1, 2005 to Oct 2, 2009 · Delray Beach, Fl
C••••••• M••••••••• A•••••••• I••• unclassified
Apr 1, 2003 to Mar 31, 2005 · Boston, Ma
S•••• R•• • F•••••• I••••••••• unclassified
Jul 30, 2002 to Apr 1, 2003 · Boston, Ma
M••••••• I••••••••• M••••••••• ••• L•• asset manager
Sep 14, 2001 to Jul 10, 2002 · Deerfield Beach, Fl
J••• H•••••• I••••••••• M••••••••• L•• asset manager
Aug 9, 2001 to Jul 10, 2002 · Deerfield Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

B••• A•••••••• L•• to C••••••••• I••••••••• L••
left Oct 2, 2009, registered Dec 11, 2009 (70 days) · Other
C••••••• M••••••••• A•••••••• I••• to B••• A•••••••• L••
left Mar 31, 2005, registered Apr 1, 2005 (1 days) · Other
S•••• R•• • F•••••• I••••••••• to C••••••• M••••••••• A•••••••• I•••
left Apr 1, 2003, registered Apr 1, 2003 (0 days) · Other
J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••
left Jul 10, 2002, registered Sep 14, 2001 (-299 days) · Other
M••••••• I••••••••• M••••••••• ••• L•• to S•••• R•• • F•••••• I•••••••••
left Jul 10, 2002, registered Jul 30, 2002 (20 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address