RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D••••• R••••
- B••••••• W••••• M••••••••• independent RIA currentsince Jun 30, 2025 · Lake Mary, Fl
- B••• S••• W••••• M••••••••• L•• formerJun 7, 2021 to Jun 22, 2021 · Simpsonville, Sc
- N•••• A••••••• independent RIAApr 27, 2017 to Jun 17, 2025 · Longwood, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedNov 9, 2015 to Apr 18, 2017 · Winter Park, Fl
- S••••• W••••• A•••••••• I••• no RAUMFeb 21, 2012 to Oct 1, 2015 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDFeb 10, 2003 to Mar 23, 2012 · Orlando, Fl
- N•••• A••••••• to B••• S••• W••••• M••••••••• L••left Jun 17, 2025, registered Jun 7, 2021 (-1471 days) · Other
- B••• S••• W••••• M••••••••• L•• to B••••••• W••••• M•••••••••left Jun 22, 2021, registered Jun 30, 2025 (1469 days) · Other
- V••• F•••••••• A•••••••• I••• to N•••• A•••••••left Apr 18, 2017, registered Apr 27, 2017 (9 days) · Other
- S••••• W••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Oct 1, 2015, registered Nov 9, 2015 (39 days) · Other
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Mar 23, 2012, registered Feb 21, 2012 (-31 days) · channel change inside one enterprise, not a move
- J••• D••••• R•••• left N•••• A••••••• for B••• S••• W••••• M••••••••• L•• (registered 2021-06-07)Jun 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address