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Registered advisor
J•••••• A•••• B••••
Feed of 09/15/2026
At current firm
11 y
since Aug 10, 2015
In the industry
30 y
since Dec 6, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 10, 2015 · Kingsport, Tn
- W•••• F•••• A••••••• wirehouseJun 21, 2002 to Aug 10, 2015 · Johnson City, Tn
- W••••••• S••••••••• I••• unclassifiedNov 3, 2000 to Jun 21, 2002 · Bristol, Tn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Aug 10, 2015, registered Aug 10, 2015 (0 days) · Wirehouse to wirehouse
- W••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 21, 2002, registered Jun 21, 2002 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address