DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott James Brady
Feed of 09/15/2026
Also filed as Scott J Brady
At current firm
0 y
since Oct 14, 2025
In the industry
29 y
since Jul 3, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
19
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Investment Management Co. LLC asset manager currentsince Oct 14, 2025 · New York, Ny
- Columbia Management Investment Advisers, LLC asset managerMay 28, 2019 to Apr 14, 2025 · Boston, Ma
- Columbia Management Investment Advisers, LLC asset managerJun 9, 2016 to Dec 31, 2018 · Boston, Ma
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 21, 2005 to May 24, 2016 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Columbia Management Investment Advisers, LLC to Voya Investment Management Co. LLCleft Apr 14, 2025, registered Oct 14, 2025 (183 days) · Other · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Columbia Management Investment Advisers, LLCleft May 24, 2016, registered Jun 9, 2016 (16 days) · Other
Signals
- Scott James Brady left Columbia Management Investment Advisers, Llc for Voya Investment Management Co. Llc (registered 2025-10-14)Apr 14, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address