RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• G••••••
- C• P••••••• C••• independent RIA currentsince Feb 10, 2022 · Scottsdale, Az
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIANov 15, 2013 to Dec 31, 2021 · Scottsdale, Az
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 22, 2005 to Jan 12, 2006 · Bellevue, Ne
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to C• P••••••• C•••left Dec 31, 2021, registered Feb 10, 2022 (41 days) · RIA to RIA · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jan 12, 2006, registered Nov 15, 2013 (2864 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address