DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S••••• K•••••• S•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Keith S•••••
At current firm
5 y
since Feb 17, 2021
In the industry
30 y
since Jan 4, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Columbia, Sc
- B••• S••••••••• L•• formerFeb 9, 2017 to Feb 17, 2021 · Columbia, Sc
- W•••• F•••• A••••••• wirehouseMay 22, 2009 to Feb 15, 2017 · Columbia, Sc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 8, 2004 to May 27, 2009 · Aiken, Sc
- L••• M•••• W••• W•••••• I••••••••• unclassifiedAug 23, 2001 to Oct 20, 2004 · Columbia, Sc
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••• S••••••••• L••left Feb 15, 2017, registered Feb 9, 2017 (-6 days) · Other · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left May 27, 2009, registered May 22, 2009 (-5 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 8, 2004 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address