DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Enriquez
Feed of 09/15/2026
Also filed as Michael John Enriquez
At current firm
2 y
since Sep 19, 2023
In the industry
19 y
since Feb 26, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Principal Securities, Inc. BD affiliated currentsince Sep 19, 2023 · Charlotte, Nc
- Wealthspire Retirement Advisory institutionalApr 5, 2016 to Apr 17, 2017 · Norwell, Ma
- LPL Financial LLC BD affiliatedJan 11, 2013 to Apr 17, 2015 · Newton, Ma
- Edelman Financial Engines independent RIAAug 22, 2007 to Nov 26, 2008 · Boston, Ma
- Principal Securities, Inc. BD affiliatedFeb 28, 2007 to May 30, 2007 · Waltham, Ma
Moves
a registration end followed by a registration begin elsewhere
- Wealthspire Retirement Advisory to Principal Securities, Inc.left Apr 17, 2017, registered Sep 19, 2023 (2346 days) · Other
- LPL Financial LLC to Wealthspire Retirement Advisoryleft Apr 17, 2015, registered Apr 5, 2016 (354 days) · Other
- Edelman Financial Engines to LPL Financial LLCleft Nov 26, 2008, registered Jan 11, 2013 (1507 days) · Other
- Principal Securities, Inc. to Edelman Financial Enginesleft May 30, 2007, registered Aug 22, 2007 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address