RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• R••••••
- F•••••••• M••••••••• N•••••• I•• independent RIA currentsince Jul 18, 2019 · Cedar Park, Tx
- S•••• independent RIASep 17, 2015 to Jul 19, 2017 · Cedar Park, Tx
- J•• F•••••••• • T•• A••••••• G••••• L•• independent RIAMar 10, 2015 to Jun 30, 2015 · Baton Rouge, La
- A••••• W••••• M••••••••• L•• independent RIASep 24, 2014 to Dec 10, 2014 · Austin, Tx
- N•• A•••••• S•••••••• L•• formerJan 3, 2012 to Feb 21, 2013 · Austin, Tx
- S•••• to F•••••••• M••••••••• N•••••• I••left Jul 19, 2017, registered Jul 18, 2019 (729 days) · Other
- J•• F•••••••• • T•• A••••••• G••••• L•• to S••••left Jun 30, 2015, registered Sep 17, 2015 (79 days) · RIA to a newly registered adviser
- A••••• W••••• M••••••••• L•• to J•• F•••••••• • T•• A••••••• G••••• L••left Dec 10, 2014, registered Mar 10, 2015 (90 days) · RIA to RIA
- N•• A•••••• S•••••••• L•• to A••••• W••••• M••••••••• L••left Feb 21, 2013, registered Sep 24, 2014 (580 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address