DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stash
Legal name Stash Investments LLC
Latest filing Sep 9, 2026
First filing on the tape May 8, 2015 · 64 filings
SEC status approved since May 15, 2015
RAUM
$4.9B
reported, Item 5.F
Discretionary
5.1%
of RAUM
Private clients
100%
$4.9B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$4.9B
derived; firm RAUM over IAPD count
Employees
124
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$4.9B as of Aug 14, 2026
Mar 28, 2016$2.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Aug 14, 2026
Mar 28, 20161 then
Employees (5.A)124 as of Aug 14, 2026
Mar 28, 20165 then
Private funds: no history
RAUM +18% over the last fiscal year+24% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $4.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2,799derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 5.1%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 124.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Wrap fee program
- $9.8BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$4.9B100%
- Individual clients
- 1,138,270reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,758,044reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $4.9B sponsored, $4.9B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=13.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Sebastian LafontaineCertified Financial Planner | Homestead, Fl | May 2, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John Michael Randall to Financial Management Network IncJul 19, 2017 · Other
Joined, latest
- John Michael Randall from Jcn Financial & Tax Advisory Group, LLCSep 17, 2015 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alex Brandon Krieg · Chief Executive Officercontrolsince 10/2024 · owns less than 5%
- Dailey Katherine Ring · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
Entity owners
- Stash Financial, Inc. · Owner And Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Stash Capital LLCbroker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Aug 14, 2026 to Sep 9, 2026
- Succession · false to unsetAug 14, 2026 to Sep 9, 2026
- Accounts · 2,282,272 to 1,758,044Feb 20, 2026 to Mar 31, 2026
- Advisory employees · 5 to 6Feb 20, 2026 to Mar 31, 2026
- Advisory activities · 2 to 3Feb 20, 2026 to Mar 31, 2026
- Business name · STASH INVEST to STASHFeb 20, 2026 to Mar 31, 2026
- Individual clients · 1,290,843 to 1,138,270Feb 20, 2026 to Mar 31, 2026
- Employees · 120 to 124Feb 20, 2026 to Mar 31, 2026
- Insurance-licensed employees · 0 to 1Feb 20, 2026 to Mar 31, 2026
- Financial planning clients · to 1-10Feb 20, 2026 to Mar 31, 2026
- State-registered IARs · 0 to 1Feb 20, 2026 to Mar 31, 2026
- Discretionary RAUM · $178M to $251MFeb 20, 2026 to Mar 31, 2026
- Individual RAUM · $4.2B to $4.9BFeb 20, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $4.0B to $4.7BFeb 20, 2026 to Mar 31, 2026
- RAUM · $4.2B to $4.9BFeb 20, 2026 to Mar 31, 2026
- Wrap assets (manager) · $4.2B to $4.9BFeb 20, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $4.2B to $4.9BFeb 20, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 19, 2025
- Accounts · 2,690,873 to 2,282,272Oct 31, 2024 to Mar 31, 2025
- Advisory employees · 6 to 5Oct 31, 2024 to Mar 31, 2025
- Individual clients · 1,554,915 to 1,290,843Oct 31, 2024 to Mar 31, 2025
- Commission compensation · true to falseOct 31, 2024 to Mar 31, 2025
- Employees · 240 to 120Oct 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $124M to $178MOct 31, 2024 to Mar 31, 2025
- Individual RAUM · $3.3B to $4.2BOct 31, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $3.2B to $4.0BOct 31, 2024 to Mar 31, 2025
- RAUM · $3.3B to $4.2BOct 31, 2024 to Mar 31, 2025
- Wrap assets (manager) · $3.3B to $4.2BOct 31, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $3.3B to $4.2BOct 31, 2024 to Mar 31, 2025
- Accounts · 3,374,948 to 2,690,873Dec 14, 2023 to Mar 28, 2024
- BD registered reps · 16 to 13Dec 14, 2023 to Mar 28, 2024
- Individual clients · 2,105,246 to 1,554,915Dec 14, 2023 to Mar 28, 2024
- Employees · 420 to 240Dec 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $76.6M to $124MDec 14, 2023 to Mar 28, 2024
- Individual RAUM · $2.6B to $3.3BDec 14, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $2.5B to $3.2BDec 14, 2023 to Mar 28, 2024
- RAUM · $2.6B to $3.3BDec 14, 2023 to Mar 28, 2024
- Wrap assets (manager) · $2.6B to $3.3BDec 14, 2023 to Mar 28, 2024
- Wrap assets (sponsor) · $2.6B to $3.3BDec 14, 2023 to Mar 28, 2024
- Accounts · 2,340,313 to 3,374,948Dec 21, 2022 to Mar 31, 2023
Signals
19 dated events
- Kim Liza Landsman (Chief Executive Officer) no longer on Schedule A of Stash (listed 2024-03-28, absent 2024-10-18)Oct 18, 2024 · Control person left · inference
- Alex Brandon Krieg (Chief Executive Officer) appeared on Schedule A of StashOct 18, 2024 · Control person joined · fact
- Stash reported RAUM $3.3B, up 28% from $2.6B (2023-12-14 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Dailey Katherine Ring (Chief Compliance Officer) appeared on Schedule A of StashMar 28, 2024 · Control person joined · fact
- Raymond Edward Robinson (President) no longer on Schedule A of Stash (listed 2023-12-14, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Brian Loftin (Chief Compliance Officer) no longer on Schedule A of Stash (listed 2023-12-14, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Gerardo Ariel Lares (Chief Financial Officer) no longer on Schedule A of Stash (listed 2023-08-01, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Alex Brandon Krieg (Chief Executive Officer) no longer on Schedule A of Stash (listed 2022-12-21, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Kim Liza Landsman (Chief Executive Officer) appeared on Schedule A of StashMar 31, 2023 · Control person joined · fact
- Brian Loftin (Chief Compliance Officer) appeared on Schedule A of StashMar 31, 2022 · Control person joined · fact
- Gerardo Ariel Lares (Chief Financial Officer) appeared on Schedule A of StashDec 23, 2021 · Control person joined · fact
- Gifford Phillip Carter (Chief Revenue Officer) no longer on Schedule A of Stash (listed 2021-05-28, absent 2021-12-23)Dec 23, 2021 · Control person left · inference
- Stash reported RAUM $2.5B, up 65% from $1.5B (2020-07-24 to 2021-01-21)Jan 21, 2021 · RAUM change · derived
- Stash reported RAUM $1.4B, up 27% from $1.1B (2020-05-13 to 2020-06-16)Jun 16, 2020 · RAUM change · derived
- Stash reported RAUM $690.0M, up 54% from $448.9M (2018-07-31 to 2019-04-01)Apr 1, 2019 · RAUM change · derived
- Stash reported RAUM $448.9M, up 41% from $319.0M (2018-03-31 to 2018-07-31)Jul 31, 2018 · RAUM change · derived
- Stash reported RAUM $319.0M, up 80% from $176.9M (2017-11-03 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
- Stashinvest reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 15, 2017 · Succession (Item 4) · fact
- Stashinvest filed its initial SEC registration (Form ADV)May 8, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/STASHFINANCIALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- STSH.APPreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (800) 205-5164reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026