DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

J•• F•••••••• • T•• A••••••• G••••• L••

Independent wealth managerBaton Rouge, LouisianaCRD 174358SEC 801-134840websiteIAPD
Latest filing Jun 9, 2026
First filing on the tape Jul 20, 2021 · 13 filings
SEC status approved since Feb 23, 2026
RAUM
$130M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$130M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$65.2M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$130M as of Jun 9, 2026
Mar 31, 2022$98.6M then
HNW client RAUM$65.0M as of Jun 9, 2026
Mar 31, 2022$29.8M then
State-registered IARs (5.B.3)2 as of Jun 9, 2026
Mar 31, 20222 then
Employees (5.A)7 as of Jun 9, 2026
Mar 31, 20226 then
Private funds: no history
RAUM n/a over the last fiscal year+16% a year over three
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$65.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
132derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$185,884derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Wrap fee program
$130MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$65.5M50%
  • High-net-worth individuals$65.0M50%
Individual clients
224reported
HNW clients
39reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
702reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• C••••••••• N••••••Baton Rouge, LaJul 30, 201521 y7
O••••• G•••• N••••••Baton Rouge, LaAug 16, 202512 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • N••••••• J•••• C••••••••• · Managing Member And Chief Compliance Officercontrol
    since 06/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Baton Rouge, La · principal200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,176 to 702
    Jan 20, 2026 to Mar 20, 2026
  • HNW clients · 36 to 39
    Jan 20, 2026 to Mar 20, 2026
  • Individual clients · 222 to 224
    Jan 20, 2026 to Mar 20, 2026
  • Employees · 10 to 7
    Jan 20, 2026 to Mar 20, 2026
  • Financial planning clients · 0 to 1-10
    Jan 20, 2026 to Mar 20, 2026
  • Other offices · 0 to 1
    Jan 20, 2026 to Mar 20, 2026
  • Discretionary RAUM · $122M to $130M
    Jan 20, 2026 to Mar 20, 2026
  • HNW RAUM · $49.7M to $65.0M
    Jan 20, 2026 to Mar 20, 2026
  • Individual RAUM · $71.9M to $65.5M
    Jan 20, 2026 to Mar 20, 2026
  • RAUM · $122M to $130M
    Jan 20, 2026 to Mar 20, 2026
  • Accounts · 617 to 1,176
    Jan 2, 2024 to Jan 20, 2026
  • HNW clients · 15 to 36
    Jan 2, 2024 to Jan 20, 2026
  • Individual clients · 285 to 222
    Jan 2, 2024 to Jan 20, 2026
  • Employees · 11 to 10
    Jan 2, 2024 to Jan 20, 2026
  • Financial planning clients · 251-500 to 0
    Jan 2, 2024 to Jan 20, 2026
  • State-registered IARs · 1 to 2
    Jan 2, 2024 to Jan 20, 2026
  • Discretionary RAUM · $83.2M to $122M
    Jan 2, 2024 to Jan 20, 2026
  • HNW RAUM · $23.3M to $49.7M
    Jan 2, 2024 to Jan 20, 2026
  • Individual RAUM · $60.0M to $71.9M
    Jan 2, 2024 to Jan 20, 2026
  • RAUM · $83.2M to $122M
    Jan 2, 2024 to Jan 20, 2026
  • Advisory employees · 3 to 2
    May 15, 2023 to Sep 19, 2023
  • State-registered IARs · 2 to 1
    May 15, 2023 to Sep 19, 2023
  • Other offices · 1 to 0
    May 15, 2023 to Sep 19, 2023
  • Accounts · 619 to 617
    Apr 7, 2022 to Mar 23, 2023
  • Advisory employees · 2 to 3
    Apr 7, 2022 to Mar 23, 2023
  • HNW clients · 19 to 15
    Apr 7, 2022 to Mar 23, 2023
  • Individual clients · 291 to 285
    Apr 7, 2022 to Mar 23, 2023
  • Employees · 6 to 11
    Apr 7, 2022 to Mar 23, 2023
  • Financial planning clients · 51-100 to 251-500
    Apr 7, 2022 to Mar 23, 2023
  • Discretionary RAUM · $98.6M to $83.2M
    Apr 7, 2022 to Mar 23, 2023
  • HNW RAUM · $29.8M to $23.3M
    Apr 7, 2022 to Mar 23, 2023
  • Individual RAUM · $68.8M to $60.0M
    Apr 7, 2022 to Mar 23, 2023
  • RAUM · $98.6M to $83.2M
    Apr 7, 2022 to Mar 23, 2023
  • Accounts · 569 to 619
    Jul 20, 2021 to Mar 31, 2022
  • Advisory employees · 1 to 2
    Jul 20, 2021 to Mar 31, 2022
  • HNW clients · 28 to 19
    Jul 20, 2021 to Mar 31, 2022
  • Individual clients · 192 to 291
    Jul 20, 2021 to Mar 31, 2022
  • Financial planning clients · 1-10 to 51-100
    Jul 20, 2021 to Mar 31, 2022
  • State-registered IARs · 1 to 2
    Jul 20, 2021 to Mar 31, 2022
  • Other offices · 0 to 1
    Jul 20, 2021 to Mar 31, 2022
Signals
3 dated events
  • M••• A••• L••••• left J•• F•••••••• • T•• A••••••• G••••• L•• for E•••••• A••••••• G••••• L•• (registered 2023-09-15)
    Aug 22, 2023 · Advisor changed firm · fact
  • M••• R••••• J•••••• left J•• F•••••••• • T•• A••••••• G••••• L•• for M••••• W••••• A••••••• (registered 2021-12-10)
    Jul 20, 2022 · Advisor changed firm · fact
  • J•• F•••••••• • T•• A••••••• G••••• L•• filed its initial SEC registration (Form ADV)
    Jul 20, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
225-755-0488reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
linkedin.com/company/jcn-financial-&-tax-planning-group-llcreportedpublic record, Form ADV, Sep 18, 2026
Website
jcnspeaks.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(225) 755-0488reportedpublic record, Form ADV, Jun 9, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$65.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026