DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael George Otting
Feed of 09/15/2026
At current firm
4 y
since Jul 21, 2022
In the industry
25 y
since Jun 22, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Jul 21, 2022 · Greenwood Village, Co
- Prudential Select Strategies LLC institutionalMay 31, 2019 to Nov 29, 2020 · Dubuque, Ia
- Global Portfolio Strategies, Inc. formerSep 7, 2012 to Dec 31, 2018 · Hartford, Ct
- Global Portfolio Strategies, Inc. formerSep 27, 2007 to Jun 15, 2011 · Dubuque, Ia
Moves
a registration end followed by a registration begin elsewhere
- Prudential Select Strategies LLC to Empower Advisory Group, LLCleft Nov 29, 2020, registered Jul 21, 2022 (599 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Global Portfolio Strategies, Inc. to Prudential Select Strategies LLCleft Dec 31, 2018, registered May 31, 2019 (151 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address