DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Prudential Select Strategies LLC

Institutional managerNewark, New JerseyCRD 286153SEC 801-108896IAPD
Latest filing Mar 17, 2026
First filing on the tape Dec 22, 2016 · 38 filings
SEC status approved since Jan 23, 2017
RAUM
$23B
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
64
52 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$23B as of Mar 17, 2026
Mar 30, 2018$33,900 then
HNW client RAUM$0 as of Mar 17, 2026
Mar 27, 2020$2.8M then
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 30, 20180 then
Employees (5.A)64 as of Mar 17, 2026
Mar 30, 20180 then
Private funds: no history
RAUM +4.9% over the last fiscal year-28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$149MderivedRAUM over accounts (5.F.2.f)
Discretionary
77%derivedof RAUM
Institutional
99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+4.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Insurance companies$23B99%
  • Pooled investment vehicles$229M1.0%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
153reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.01 institutional_share=0.99 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Elizabeth Patricia Flynn · Vice President And Chief Compliance Officercontrol
    since 03/2023 · owns less than 5%
  • Peter Andrew Hughes · Chief Legal Officercontrol
    since 01/2023 · owns less than 5%
  • Vinti Khanna · President And Chairpersoncontrol
    since 03/2024 · owns less than 5%
Entity owners
  • The Prudential Insurance Company Of America · Sole Member
    direct · owns 75% or more
  • Prudential Financial, Inc. · Sole Member
    indirect · owns 75% or more of The Prudential Insurance Company Of America · public reporting company
Related persons
Schedule D 7.A
Advisers that list Prudential Select Strategies LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 78 to 153
    Jan 7, 2026 to Mar 17, 2026
  • Advisory employees · 45 to 52
    Jan 7, 2026 to Mar 17, 2026
  • Pooled vehicle clients · 0 to 2
    Jan 7, 2026 to Mar 17, 2026
  • Employees · 55 to 64
    Jan 7, 2026 to Mar 17, 2026
  • Discretionary RAUM · $16B to $17B
    Jan 7, 2026 to Mar 17, 2026
  • Non-discretionary RAUM · $5.5B to $5.3B
    Jan 7, 2026 to Mar 17, 2026
  • Pooled vehicle RAUM · $0 to $229M
    Jan 7, 2026 to Mar 17, 2026
  • RAUM · $22B to $23B
    Jan 7, 2026 to Mar 17, 2026
  • Accounts · 24 to 78
    Jun 20, 2024 to Mar 24, 2025
  • Advisory employees · 36 to 45
    Jun 20, 2024 to Mar 24, 2025
  • Advisory activities · 2 to 3
    Jun 20, 2024 to Mar 24, 2025
  • Employees · 46 to 55
    Jun 20, 2024 to Mar 24, 2025
  • Financial planning clients · unset to
    Jun 20, 2024 to Mar 24, 2025
  • Discretionary RAUM · $15B to $16B
    Jun 20, 2024 to Mar 24, 2025
  • Non-discretionary RAUM · $4.7B to $5.5B
    Jun 20, 2024 to Mar 24, 2025
  • RAUM · $20B to $22B
    Jun 20, 2024 to Mar 24, 2025
  • Accounts · 17 to 24
    May 8, 2023 to Mar 25, 2024
  • Advisory employees · 69 to 36
    May 8, 2023 to Mar 25, 2024
  • BD registered reps · 1 to 0
    May 8, 2023 to Mar 25, 2024
  • Employees · 154 to 46
    May 8, 2023 to Mar 25, 2024
  • Discretionary RAUM · $60B to $15B
    May 8, 2023 to Mar 25, 2024
  • Non-discretionary RAUM · $2.0B to $4.7B
    May 8, 2023 to Mar 25, 2024
  • RAUM · $62B to $20B
    May 8, 2023 to Mar 25, 2024
  • Accounts · 12 to 17
    Jan 24, 2023 to Mar 31, 2023
  • Advisory employees · 49 to 69
    Jan 24, 2023 to Mar 31, 2023
  • Employees · 91 to 154
    Jan 24, 2023 to Mar 31, 2023
  • Discretionary RAUM · $47B to $60B
    Jan 24, 2023 to Mar 31, 2023
  • Non-discretionary RAUM · $2.4B to $2.0B
    Jan 24, 2023 to Mar 31, 2023
  • RAUM · $49B to $62B
    Jan 24, 2023 to Mar 31, 2023
  • Business name · PRUDENTIAL CUSTOMER SOLUTIONS LLC to PRUDENTIAL SELECT STRATEGIES LLC
    Mar 29, 2022 to Jun 3, 2022
  • Accounts · 769 to 12
    Dec 10, 2021 to Mar 29, 2022
  • Advisory employees · 0 to 49
    Dec 10, 2021 to Mar 29, 2022
  • Advisory activities · 1 to 2
    Dec 10, 2021 to Mar 29, 2022
  • BD registered reps · 0 to 1
    Dec 10, 2021 to Mar 29, 2022
  • HNW clients · 53 to 0
    Dec 10, 2021 to Mar 29, 2022
  • Individual clients · 716 to 0
    Dec 10, 2021 to Mar 29, 2022
  • Employees · 0 to 91
    Dec 10, 2021 to Mar 29, 2022
  • Other offices · 1 to 0
    Dec 10, 2021 to Mar 29, 2022
  • Discretionary RAUM · $24.9M to $47B
    Dec 10, 2021 to Mar 29, 2022
  • HNW RAUM · $5.3M to $0
    Dec 10, 2021 to Mar 29, 2022
Signals
60 dated events
  • Lee Timothy Schmidt (President And Chairperson) no longer on Schedule A of Prudential Select Strategies Llc (listed 2023-05-08, absent 2024-03-25)
    Mar 25, 2024 · Control person left · inference
  • Prudential Select Strategies Llc reported RAUM $19.7B, down 68% from $62.2B (2023-05-08 to 2024-03-25)
    Mar 25, 2024 · RAUM change · derived
  • Vinti Khanna (President And Chairperson) appeared on Schedule A of Prudential Select Strategies Llc
    Mar 25, 2024 · Control person joined · fact
  • Anne Michelle Motzer (Chief Financial Officer, Chief Operating Officer) no longer on Schedule A of Prudential Select Strategies Llc (listed 2023-03-31, absent 2023-05-08)
    May 8, 2023 · Control person left · inference
  • Peter Andrew Hughes (Chief Legal Officer) appeared on Schedule A of Prudential Select Strategies Llc
    May 8, 2023 · Control person joined · fact
  • Prudential Select Strategies Llc reported RAUM $62.2B, up 27% from $49.1B (2023-01-24 to 2023-03-31)
    Mar 31, 2023 · RAUM change · derived
  • Elizabeth Patricia Flynn (Vice President And Chief Compliance Officer) appeared on Schedule A of Prudential Select Strategies Llc
    Mar 31, 2023 · Control person joined · fact
  • Caroline Georgia Mcfarland (Chief Compliance Officer) no longer on Schedule A of Prudential Select Strategies Llc (listed 2023-01-24, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • Peter Andrew Hughes (Chief Legal Officer) appeared on Schedule A of Prudential Select Strategies Llc
    Jan 24, 2023 · Control person joined · fact
  • Dicks Jacqueline Jenkins (President, Chairperson) no longer on Schedule A of Prudential Select Strategies Llc (listed 2022-07-06, absent 2022-10-17)
    Oct 17, 2022 · Control person left · inference
  • Laini Taiesha Cantwell (Chief Legal Officer) no longer on Schedule A of Prudential Select Strategies Llc (listed 2022-07-06, absent 2022-10-17)
    Oct 17, 2022 · Control person left · inference
  • Lee Timothy Schmidt (President And Chairperson) appeared on Schedule A of Prudential Select Strategies Llc
    Oct 17, 2022 · Control person joined · fact
  • Laini Taiesha Cantwell (Chief Legal Officer) appeared on Schedule A of Prudential Select Strategies Llc
    Jul 6, 2022 · Control person joined · fact
  • Edward Richard Buckley (Chief Legal Officer, Secretary) no longer on Schedule A of Prudential Select Strategies Llc (listed 2022-03-29, absent 2022-06-03)
    Jun 3, 2022 · Control person left · inference
  • Marie Salene Hitchcock-Gear (Member Board Of Managers) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Caroline Georgia Mcfarland (Chief Compliance Officer) appeared on Schedule A of Prudential Select Strategies Llc
    Mar 29, 2022 · Control person joined · fact
  • Dicks Jacqueline Jenkins (President, Chairperson) appeared on Schedule A of Prudential Select Strategies Llc
    Mar 29, 2022 · Control person joined · fact
  • Anne Michelle Motzer (Chief Financial Officer, Chief Operating Officer) appeared on Schedule A of Prudential Select Strategies Llc
    Mar 29, 2022 · Control person joined · fact
  • Edward Richard Buckley (Chief Legal Officer, Secretary) appeared on Schedule A of Prudential Select Strategies Llc
    Mar 29, 2022 · Control person joined · fact
  • Lawrence Anthony Mcelynn (Vice President And Chief Compliance Officer) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Oneil Bradford Hearn (Chairman And Member Board Of Managers) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Liam Patrick Hynes (President And Member Board Of Managers) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Casey Peter Gayle (Member Board Of Managers) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Scott Michael Absher (Member Board Of Managers) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Michael Anthony Fontano (Member Board Of Managers) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Michael Dexter Feliciano (Chief Operating Officer And Member Board Of Managers) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Robert Begun (Chief Supervisory Officer) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Giovanni Saliceti (Assistant Treasurer) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Philip Robert Smit (Controller) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
  • Ann Jaye Brazicki (Assistant Secretary) no longer on Schedule A of Prudential Select Strategies Llc (listed 2021-12-10, absent 2022-03-29)
    Mar 29, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
973-802-3137reportedpublic record, Form ADV, Mar 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026