RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• N••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Oct 4, 2016 · Nashville, Tn
- G••••• F•••••••• P•••••• C••••••• I••• formerOct 21, 2014 to Oct 4, 2016 · Franklin, Tn
- T•••••••• A••••••• G••••• I••• BD affiliatedAug 14, 2008 to Oct 23, 2014 · Franklin, Tn
- E••••••• I••••••••• A•••••••• L•• unclassifiedMay 20, 2008 to Jul 9, 2008 · Franklin, Tn
- W••••••••• F•••••••• G••••• I••• unclassifiedJul 22, 2005 to Apr 15, 2008 · St. Charles, Il
- W••••••• F•••••••• S•••••••• I••• formerMar 14, 2003 to Jul 25, 2005 · St Charles, Il
- U•••••••• S••••••••• I••• unclassifiedSep 20, 2002 to Mar 3, 2003 · St Charles, Il
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Oct 4, 2016, registered Oct 4, 2016 (0 days) · Other
- T•••••••• A••••••• G••••• I••• to G••••• F•••••••• P•••••• C••••••• I•••left Oct 23, 2014, registered Oct 21, 2014 (-2 days) · Other
- E••••••• I••••••••• A•••••••• L•• to T•••••••• A••••••• G••••• I•••left Jul 9, 2008, registered Aug 14, 2008 (36 days) · Other
- W••••••••• F•••••••• G••••• I••• to E••••••• I••••••••• A•••••••• L••left Apr 15, 2008, registered May 20, 2008 (35 days) · Other
- W••••••• F•••••••• S•••••••• I••• to W••••••••• F•••••••• G••••• I•••left Jul 25, 2005, registered Jul 22, 2005 (-3 days) · Other
- U•••••••• S••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 3, 2003, registered Mar 14, 2003 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address