RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••••• A•••• F••••••••
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Feb 23, 2026 · Columbus, Oh
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 4, 2018 to Feb 2, 2026 · Indianapolis, In
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 12, 2015 to Apr 12, 2016 · Indianapolis, In
- P•••••••• S••••••••• I••• BD affiliatedFeb 20, 2013 to Jun 5, 2015 · Indianapolis, In
- C••••• I••••••••• A••••••• L•• to N••••••••• I••••••••• A•••••••• L••left Feb 2, 2026, registered Feb 23, 2026 (21 days) · Affiliated broker-dealer or bank to another
- P•••••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 5, 2015, registered Aug 12, 2015 (68 days) · Other
- K••••••••• A•••• F•••••••• left C••••• I••••••••• A••••••• L•• for N••••••••• I••••••••• A•••••••• L•• (registered 2026-02-23)Feb 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address