RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teresa Flores
- Title
- Partner and Operations Managerreportedpinpeakpcg.comfirm site, Sep 15, 2026
- Partner or owner
- “Partner and Operations manager Teresa Flores has worked in the financial services industry since 1995.”reportedpinpeakpcg.comthe sentence on the bio page
- Business email
- teresa@pinpeakpcg.comreportedpinpeakpcg.comfirm site, Sep 15, 2026
- Direct business phone
- 480-771-4304reportedpinpeakpcg.comfirm site, Sep 15, 2026
- Professional profile
- pinpeakpcg.com/team_members/teresa-floresreportedpinpeakpcg.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Ashton Thomas Private Wealth independent RIA currentsince Mar 11, 2026 · Scottsdale, Az
- Pinnacle Peak Private Client Group, LLC independent RIA currentsince Feb 3, 2016 · Scottsdale, Az
- Bcg Securities, Inc. independent RIAJan 24, 2017 to Sep 9, 2021 · Scottsdale, Az
- Ameriprise Financial Services, LLC national BDOct 8, 2012 to Feb 8, 2016 · Scottsdale, Az
- Robert W. Baird & Co. Incorporated mixed wealthNov 3, 2008 to May 4, 2010 · Milwaukee, Wi
- Bcg Securities, Inc. to Ashton Thomas Private Wealthleft Sep 9, 2021, registered Mar 11, 2026 (1644 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Ameriprise Financial Services, LLC to Pinnacle Peak Private Client Group, LLCleft Feb 8, 2016, registered Feb 3, 2016 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Robert W. Baird & Co. Incorporated to Ameriprise Financial Services, LLCleft May 4, 2010, registered Oct 8, 2012 (888 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address