DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• W•••••• M•••••

M•• I•••••••• S•••••••• L••BD affiliatedTampa, Fldual registrantIAPD 2688760

Feed of 09/14/2026

Also filed as Brent W M•••••

At current firm

0 y

since Jul 8, 2026

In the industry

28 y

since Jun 8, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Jul 8, 2026 · Tampa, Fl
W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• independent RIA
Sep 11, 2025 to Feb 2, 2026 · Tampa, Fl
F••••• I••••••••• independent RIA
Oct 13, 2022 to Aug 27, 2025 · Tampa, Fl
W•••• F•••• A••••••• wirehouse
Jul 5, 2005 to Oct 4, 2022 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 10, 2003 to Jun 29, 2005 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• to M•• I•••••••• S•••••••• L••
left Feb 2, 2026, registered Jul 8, 2026 (156 days) · RIA to affiliated broker-dealer or bank
F••••• I••••••••• to W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C••••••
left Aug 27, 2025, registered Sep 11, 2025 (15 days) · RIA to RIA
W•••• F•••• A••••••• to F••••• I•••••••••
left Oct 4, 2022, registered Oct 13, 2022 (9 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jun 29, 2005, registered Jul 5, 2005 (6 days) · Wirehouse to wirehouse

Signals

B•••••• W•••••• M••••• left W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• for M•• I•••••••• S•••••••• L•• (registered 2026-07-08)
Feb 2, 2026 · Advisor changed firm · fact
B•••••• W•••••• M••••• left F••••• I••••••••• for W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• (registered 2025-09-11)
Aug 27, 2025 · Advisor changed firm · fact
B•••••• W•••••• M••••• left W•••• F•••• A••••••• for F••••• I••••••••• (registered 2022-10-13)
Oct 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address