DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kerin Marie Clark

Cetera Investment Advisers LLCBD affiliatedOak Grove, Ordual registrantIAPD 2690931

Feed of 09/14/2026

Also filed as Kerin Marie Clark

At current firm

1 y

since May 29, 2025

In the industry

11 y

since May 13, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since May 29, 2025 · Oak Grove, Or
Gradient Advisors, LLC independent RIA
Sep 20, 2024 to Feb 26, 2025 · Arden Hills, Mn
Pruco Securities, LLC no RAUM
Jan 18, 2024 to Sep 20, 2024 · Lake Oswego, Or
Gradient Advisors, LLC independent RIA
Jan 28, 2022 to Nov 29, 2023 · Vancouver, Wa
Corecap Advisors BD affiliated
Jul 24, 2019 to Jan 26, 2022 · Vancouver, Wa
Gradient Advisors, LLC independent RIA
Jun 7, 2016 to Jul 30, 2019 · Vancouver, Wa
Cetera Advisor Networks LLC former
May 28, 2015 to Jun 2, 2016 · Vancouver, Wa

Moves

a registration end followed by a registration begin elsewhere

Gradient Advisors, LLC to Cetera Investment Advisers LLC
left Feb 26, 2025, registered May 29, 2025 (92 days) · RIA to affiliated broker-dealer or bank
Pruco Securities, LLC to Gradient Advisors, LLC
left Sep 20, 2024, registered Sep 20, 2024 (0 days) · Affiliated broker-dealer or bank to independent RIA
Gradient Advisors, LLC to Pruco Securities, LLC
left Nov 29, 2023, registered Jan 18, 2024 (50 days) · RIA to affiliated broker-dealer or bank
Corecap Advisors to Gradient Advisors, LLC
left Jan 26, 2022, registered Jan 28, 2022 (2 days) · Affiliated broker-dealer or bank to independent RIA
Gradient Advisors, LLC to Corecap Advisors
left Jul 30, 2019, registered Jul 24, 2019 (-6 days) · RIA to affiliated broker-dealer or bank
Cetera Advisor Networks LLC to Gradient Advisors, LLC
left Jun 2, 2016, registered Jun 7, 2016 (5 days) · Other

Signals

Kerin Marie Clark left Gradient Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-05-29)
Feb 26, 2025 · Advisor changed firm · fact
Kerin Marie Clark left Pruco Securities, Llc for Gradient Advisors, Llc (registered 2024-09-20)
Sep 20, 2024 · Advisor changed firm · fact
Kerin Marie Clark left Gradient Advisors, Llc for Pruco Securities, Llc (registered 2024-01-18)
Nov 29, 2023 · Advisor changed firm · fact
Kerin Marie Clark left Corecap Advisors for Gradient Advisors, Llc (registered 2022-01-28)
Jan 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address