DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Trueplan Benefit And Retirement Advisors

Institutional managerRensselaer, New YorkCRD 36026SEC 801-67370websiteIAPD
Legal name Healthcare Community Securities Corporation
Latest filing Mar 25, 2026
First filing on the tape Mar 14, 2012 · 38 filings
SEC status approved since Jan 5, 2007
RAUM
$5.1B
reported, Item 5.F
Discretionary
1.2%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$723M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$5.1B as of Mar 25, 2026
Mar 14, 2012$705M then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Mar 25, 2026
Mar 14, 20120 then
Employees (5.A)11 as of Mar 25, 2026
Feb 6, 201315 then
Private funds: no history
RAUM +11% over the last fiscal year+17% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$723MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$52.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
1.2%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$5.1B100%
  • Corporations and businesses$6.3M0.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
48reported
Charitable clients
n/areported
Accounts
96reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Noah Patrick BuckRensselaer, Ny Mar 26, 201924 y0
Andrew Jerome GooRensselaer, Ny Jan 3, 202011 y1
Ryan Lee McwalterRensselaer, NyAug 24, 202118 y2
Jennifer LaroseRensselaer, Ny Jan 20, 202228 y4
Kylee Erin HallRensselaer, Ny May 1, 202419 y5
Alana M JenningsSlingerlands, Ny Aug 27, 202418 y2
Jeffrey RollesBurnt Hills, Ny Aug 5, 202611 y1
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 14% of current headcount4 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Martin W Boryszak · Board Of Directorcontrol
    since 01/2024 · owns less than 5%
  • Noah Patrick Buck · Presidentcontrol
    since 04/2022 · owns less than 5%
  • Mark Eli Geller · Board Of Directorcontrol
    since 01/2024 · owns less than 5%
  • Andrew Raymond Manzer · Board Of Directorcontrol
    since 08/2017 · owns less than 5%
  • Cynthia Mccollum · Board Of Directorcontrol
    since 04/2022 · owns less than 5%
  • Joshua S Ratner · Board Of Directorcontrol
    since 01/2024 · owns less than 5%
  • Jonathan David Schiller · Board Of Directorcontrol
    since 01/2024 · owns less than 5%
  • Mark Joseph Solazzo · Board Of Directorcontrol
    since 01/2010 · owns less than 5%
  • Hugh Richard Thomas · Board Of Directorcontrol
    since 08/2017 · owns less than 5%
  • Dennis James Verzi · Board Of Directorscontrol
    since 03/2015 · owns less than 5%
  • Karen Sue Westervelt · Board Of Directorcontrol
    since 08/2017 · owns less than 5%
  • Mary Katherine Hayes · Cfo
    since 01/2020 · owns less than 5%
  • Jennifer Larose · Chief Compliance Officer
    since 01/2022 · owns less than 5%
Entity owners
  • Group Insurance Agency · Parent Corporation
    direct · owns 75% or more
  • Hanys Services Inc · Sole Shareholder
    indirect · owns 75% or more of Group Insurance Agency
  • Healthcare Association Of New York State, Inc. (Hanys) · Sole Shareholder
    indirect · owns 75% or more of Hanys Solutions, Inc.
Related persons
Schedule D 7.A
  • Group Insurance Agency, Inc.
    real estatey
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Rensselaer, Ny · principal711
Ballston Spa, Ny000
Kings Park, Ny000
Offices
Schedule D 1.F, the 25 largest
  • Melville, NY2 employees
What changed
consecutive filings, newest first
  • Accounts · 110 to 96
    Feb 25, 2026 to Mar 25, 2026
  • Advisory employees · 5 to 6
    Feb 25, 2026 to Mar 25, 2026
  • State-registered IARs · 5 to 6
    Feb 25, 2026 to Mar 25, 2026
  • Discretionary RAUM · $6.6M to $60.1M
    Feb 25, 2026 to Mar 25, 2026
  • Non-discretionary RAUM · $4.5B to $5.0B
    Feb 25, 2026 to Mar 25, 2026
  • Pension RAUM · $4.5B to $5.1B
    Feb 25, 2026 to Mar 25, 2026
  • RAUM · $4.6B to $5.1B
    Feb 25, 2026 to Mar 25, 2026
  • Financial planning clients · 0 to 0
    Mar 20, 2025 to Nov 24, 2025
  • Accounts · 105 to 110
    Mar 25, 2024 to Mar 20, 2025
  • Advisory employees · 4 to 5
    Mar 25, 2024 to Mar 20, 2025
  • BD registered reps · 9 to 11
    Mar 25, 2024 to Mar 20, 2025
  • Business name · HANYS BENEFIT SERVICES to TRUEPLAN BENEFIT AND RETIREMENT ADVISORS
    Mar 25, 2024 to Mar 20, 2025
  • Pension plan clients · 47 to 48
    Mar 25, 2024 to Mar 20, 2025
  • Employees · 10 to 11
    Mar 25, 2024 to Mar 20, 2025
  • Other offices · 1 to 0
    Mar 25, 2024 to Mar 20, 2025
  • Discretionary RAUM · $0 to $6.6M
    Mar 25, 2024 to Mar 20, 2025
  • Non-discretionary RAUM · $3.9B to $4.5B
    Mar 25, 2024 to Mar 20, 2025
  • Pension RAUM · $3.9B to $4.5B
    Mar 25, 2024 to Mar 20, 2025
  • RAUM · $3.9B to $4.6B
    Mar 25, 2024 to Mar 20, 2025
  • Accounts · 46 to 105
    Mar 31, 2023 to Mar 25, 2024
  • Advisory employees · 7 to 4
    Mar 31, 2023 to Mar 25, 2024
  • BD registered reps · 12 to 9
    Mar 31, 2023 to Mar 25, 2024
  • Pension plan clients · 45 to 47
    Mar 31, 2023 to Mar 25, 2024
  • Employees · 13 to 10
    Mar 31, 2023 to Mar 25, 2024
  • Financial planning clients · unset to 0
    Mar 31, 2023 to Mar 25, 2024
  • State-registered IARs · 7 to 5
    Mar 31, 2023 to Mar 25, 2024
  • Non-discretionary RAUM · $3.1B to $3.9B
    Mar 31, 2023 to Mar 25, 2024
  • Pension RAUM · $3.1B to $3.9B
    Mar 31, 2023 to Mar 25, 2024
  • RAUM · $3.1B to $3.9B
    Mar 31, 2023 to Mar 25, 2024
  • Advisory employees · 6 to 7
    Apr 21, 2022 to Mar 31, 2023
  • BD registered reps · 16 to 12
    Apr 21, 2022 to Mar 31, 2023
  • Pension plan clients · 39 to 45
    Apr 21, 2022 to Mar 31, 2023
  • Employees · 16 to 13
    Apr 21, 2022 to Mar 31, 2023
  • State-registered IARs · 6 to 7
    Apr 21, 2022 to Mar 31, 2023
  • Non-discretionary RAUM · $3.5B to $3.1B
    Apr 21, 2022 to Mar 31, 2023
  • Pension RAUM · $3.5B to $3.1B
    Apr 21, 2022 to Mar 31, 2023
  • RAUM · $3.5B to $3.1B
    Apr 21, 2022 to Mar 31, 2023
  • Accounts · 47 to 46
    Jan 25, 2022 to Mar 30, 2022
  • Advisory employees · 8 to 6
    Jan 25, 2022 to Mar 30, 2022
  • BD registered reps · 18 to 16
    Jan 25, 2022 to Mar 30, 2022
Signals
18 dated events
  • Owen Howard left Trueplan Benefit And Retirement Advisors for Northwestern Mutual Investment Services,Llc (registered 2026-07-29)
    Apr 7, 2026 · Advisor changed firm · fact
  • Jordan Leo Andre left Trueplan Benefit And Retirement Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-05-14)
    Apr 30, 2025 · Advisor changed firm · fact
  • Jonathan David Schiller (Board Of Director) appeared on Schedule A of Trueplan Benefit And Retirement Advisors
    Mar 25, 2024 · Control person joined · fact
  • Joshua S Ratner (Board Of Director) appeared on Schedule A of Trueplan Benefit And Retirement Advisors
    Mar 25, 2024 · Control person joined · fact
  • Martin W Boryszak (Board Of Director) appeared on Schedule A of Trueplan Benefit And Retirement Advisors
    Mar 25, 2024 · Control person joined · fact
  • Susan Ann Green-Lorenzen (Board Of Director) no longer on Schedule A of Trueplan Benefit And Retirement Advisors (listed 2023-03-31, absent 2024-03-25)
    Mar 25, 2024 · Control person left · inference
  • Tommy Ibrahim (Board Of Director) no longer on Schedule A of Trueplan Benefit And Retirement Advisors (listed 2023-03-31, absent 2024-03-25)
    Mar 25, 2024 · Control person left · inference
  • Mark Eli Geller (Board Of Director) appeared on Schedule A of Trueplan Benefit And Retirement Advisors
    Mar 25, 2024 · Control person joined · fact
  • Sean Bayne left Trueplan Benefit And Retirement Advisors for Onedigital (registered 2024-02-29)
    Feb 20, 2024 · Advisor changed firm · fact
  • Christina Takako Bauer-Dobias left Trueplan Benefit And Retirement Advisors for Advice And Planning Services (registered 2024-02-27)
    Feb 1, 2024 · Advisor changed firm · fact
  • Cynthia Mccollum (Board Of Director) appeared on Schedule A of Trueplan Benefit And Retirement Advisors
    Mar 31, 2023 · Control person joined · fact
  • Tommy Ibrahim (Board Of Director) appeared on Schedule A of Trueplan Benefit And Retirement Advisors
    Mar 31, 2023 · Control person joined · fact
  • Diana Joyce Scalise (Board Of Director) no longer on Schedule A of Trueplan Benefit And Retirement Advisors (listed 2022-04-21, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • Noah Patrick Buck (President) appeared on Schedule A of Trueplan Benefit And Retirement Advisors
    Apr 21, 2022 · Control person joined · fact
  • James Joseph Kelley (President) no longer on Schedule A of Trueplan Benefit And Retirement Advisors (listed 2022-03-31, absent 2022-04-21)
    Apr 21, 2022 · Control person left · inference
  • Richard Joseph Murphy (Board Of Directors- Chairman) no longer on Schedule A of Trueplan Benefit And Retirement Advisors (listed 2022-03-30, absent 2022-03-31)
    Mar 31, 2022 · Control person left · inference
  • Jennifer Larose (Chief Compliance Officer) appeared on Schedule A of Trueplan Benefit And Retirement Advisors
    Jan 25, 2022 · Control person joined · fact
  • Betsy Tanner Wright (Board Of Director) no longer on Schedule A of Trueplan Benefit And Retirement Advisors (listed 2018-08-30, absent 2019-02-19)
    Feb 19, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/trueplanadvisorsreportedpublic record, Form ADV, Sep 17, 2026
Website
TRUEPLANADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
518-431-7600reportedpublic record, Form ADV, Mar 25, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$723Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026