B•••• A•••••• S••••••

• W•••• F•••• A••••••• wirehouse current
  since May 31, 2013 · Wichita Falls, Tx
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jun 26, 2013 · Wichita Falls, Tx
• M••••• S•••••• • C•• L•• unclassified
  Feb 13, 2009 to Jun 1, 2009 · Wichita Falls, Tx
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 17, 2003 to Feb 17, 2009 · Wichita Falls, Tx
• A• G• E•••••• • S•••• I••• unclassified
  Aug 22, 2002 to Apr 23, 2003 · Wichita Falls, Tx

• M••••• S•••••• to W•••• F•••• A•••••••
  left Jun 26, 2013, registered May 31, 2013 (-26 days) · Wirehouse to wirehouse
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••
  left Feb 17, 2009, registered Feb 13, 2009 (-4 days) · Other
• A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Apr 23, 2003, registered Apr 17, 2003 (-6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address