DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jazmin Gabriela Carpenter
Feed of 09/14/2026
Also filed as Jazmin Gabriela Morales
At current firm
0 y
since Apr 16, 2026
In the industry
30 y
since Nov 1, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Apr 16, 2026 · Pasadena, Ca
- Wedbush Securities Inc. BD affiliatedJan 26, 2021 to Apr 16, 2026 · Los Angeles, Ca
- Morgan Stanley wirehouseJun 1, 2009 to Dec 11, 2020 · Los Angeles, Ca
- Citigroup Global Markets Inc. BD affiliatedApr 2, 2008 to Jun 1, 2009 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wedbush Securities Inc. to Raymond James & Associates, Inc.left Apr 16, 2026, registered Apr 16, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Morgan Stanley to Wedbush Securities Inc.left Dec 11, 2020, registered Jan 26, 2021 (46 days) · Wirehouse to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Jazmin Gabriela Carpenter left Wedbush Securities Inc. for Raymond James & Associates, Inc. (registered 2026-04-16)Apr 16, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address