RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M••• B•••••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Mar 17, 2022 · Plymouth, Mn
- I•••••••• F•••••••• G•••• formerJan 31, 2014 to Jul 25, 2022 · Plymouth, Mn
- W•••••• • R••• formerJun 7, 2004 to Feb 10, 2014 · Plymouth, Mn
- I•••••••• F•••••••• G•••• to P•••••• A•••••• G••••• L••left Jul 25, 2022, registered Mar 17, 2022 (-130 days) · RIA to affiliated broker-dealer or bank · moved with a team
- W•••••• • R••• to I•••••••• F•••••••• G••••left Feb 10, 2014, registered Jan 31, 2014 (-10 days) · Other
- R•••••• M••• B••••••• left I•••••••• F•••••••• G•••• for P•••••• A•••••• G••••• L•• (registered 2022-03-17)Jul 25, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address