DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Edward Whitten

Voya Financial Advisors, Inc.BD affiliatedWest Des Moines, Ia dual registrantIAPD 2698261

Feed of 09/15/2026

Also filed as Scott E Whitten

At current firm

2 y

since Jun 11, 2024

In the industry

30 y

since Jul 19, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Jun 11, 2024 · West Des Moines, Ia
Blackridge Asset Management, LLC independent RIA
Apr 16, 2019 to Jun 30, 2022 · Stewartville, Mn
Next Financial Group, Inc. former
Jan 7, 2014 to Oct 8, 2015 · Rochester, Mn
Next Financial Group, Inc. former
May 14, 2012 to Oct 25, 2012 · Rochester, Mn
H. Beck, Inc. former
Jun 28, 2011 to Mar 19, 2012 · Long Beach, Ca
Next Financial Group, Inc. former
Mar 9, 2010 to Jun 23, 2011 · Houston, Tx
B. Riley Wealth Advisors, Inc. BD affiliated
Apr 3, 2008 to Feb 9, 2009 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

Blackridge Asset Management, LLC to Voya Financial Advisors, Inc.
left Jun 30, 2022, registered Jun 11, 2024 (712 days) · Affiliated broker-dealer or bank to another
Next Financial Group, Inc. to Blackridge Asset Management, LLC
left Oct 8, 2015, registered Apr 16, 2019 (1286 days) · Other
H. Beck, Inc. to Next Financial Group, Inc.
left Mar 19, 2012, registered May 14, 2012 (56 days) · Other
Next Financial Group, Inc. to H. Beck, Inc.
left Jun 23, 2011, registered Jun 28, 2011 (5 days) · Other
B. Riley Wealth Advisors, Inc. to Next Financial Group, Inc.
left Feb 9, 2009, registered Mar 9, 2010 (393 days) · Other

Signals

Scott Edward Whitten left Blackridge Asset Management, Llc for Voya Financial Advisors, Inc. (registered 2024-06-11)
Jun 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address