RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• H•••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 1, 2023 · Austin, Tx
- C••••••••• W••••• M••••••••• L•• independent RIAMar 22, 2019 to May 1, 2023 · Garden City, Ks
- L•• F•••••••• L•• BD affiliatedOct 14, 2015 to Oct 20, 2015 · Garden City, Ks
- I••••••••• F•••••••• P••••••• BD affiliatedNov 8, 2012 to May 2, 2019 · Garden City, Ks
- S••••• A••• A•••• M••••••••• I••• formerDec 19, 2005 to Nov 7, 2012 · Birmingham, Al
- S•••••• A••• • L••••• I••• unclassifiedJan 23, 2004 to Feb 27, 2004 · Garden City, Ks
- W•••••• • R••• formerJul 1, 1997 to Jul 21, 2003 · Hays, Ks
- C••••••••• W••••• M••••••••• L•• to K••••• A••••••• S•••••••• L••left May 1, 2023, registered May 1, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I••••••••• F•••••••• P••••••• to L•• F•••••••• L••left May 2, 2019, registered Oct 14, 2015 (-1296 days) · Other
- L•• F•••••••• L•• to C••••••••• W••••• M••••••••• L••left Oct 20, 2015, registered Mar 22, 2019 (1249 days) · Other
- S••••• A••• A•••• M••••••••• I••• to I••••••••• F•••••••• P•••••••left Nov 7, 2012, registered Nov 8, 2012 (1 days) · Other
- S•••••• A••• • L••••• I••• to S••••• A••• A•••• M••••••••• I•••left Feb 27, 2004, registered Dec 19, 2005 (661 days) · Other
- W•••••• • R••• to S•••••• A••• • L••••• I•••left Jul 21, 2003, registered Jan 23, 2004 (186 days) · Other
- James Michael Hill left Cornerstone Wealth Management, Llc for Kestra Advisory Services, Llc (registered 2023-05-01)May 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address