RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jan 10, 2025 · Orland Park, Il
- W•••• F•••• A••••••• wirehouseAug 26, 2009 to May 17, 2012 · Jacksonville, Fl
- N•• E•••••• S••••••••• C••••••••• formerMay 14, 2009 to Aug 18, 2009 · Jacksonville, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 16, 2006 to Feb 9, 2009 · Jacksonville, Fl
- M••••• S•••••• D• I••• unclassifiedOct 29, 1999 to Oct 2, 2006 · Ponte Vedra Beach, Fl
- W•••• F•••• A••••••• to M••••• S••••••left May 17, 2012, registered Jan 10, 2025 (4621 days) · Wirehouse to wirehouse
- N•• E•••••• S••••••••• C••••••••• to W•••• F•••• A•••••••left Aug 18, 2009, registered Aug 26, 2009 (8 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to N•• E•••••• S••••••••• C•••••••••left Feb 9, 2009, registered May 14, 2009 (94 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 2, 2006, registered Nov 16, 2006 (45 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address