DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• L•• S•••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedRockford, Midual registrantIAPD 2702624

Feed of 09/14/2026

Also filed as Alan L Supp

At current firm

3 y

since Dec 12, 2022

In the industry

30 y

since Feb 15, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Dec 12, 2022 · Rockford, Mi
C••••••• • C••• I••• former
Jul 26, 2018 to Apr 3, 2023 · Rockford, Mi
W••••••• E•••• • C••••••• I••• former
Jul 12, 2018 to Jul 19, 2018 · Rockford, Mi
M••••• S•••••• wirehouse
Dec 4, 2013 to Apr 13, 2018 · Grand Rapids, Mi
U•• F•••••••• S••••••• I••• wirehouse
Oct 13, 2010 to Dec 9, 2013 · Grand Rapids, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 3, 2023, registered Dec 12, 2022 (-112 days) · Affiliated broker-dealer or bank to another · moved with a team
W••••••• E•••• • C••••••• I••• to C••••••• • C••• I•••
left Jul 19, 2018, registered Jul 26, 2018 (7 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to W••••••• E•••• • C••••••• I•••
left Apr 13, 2018, registered Jul 12, 2018 (90 days) · Wirehouse to independent RIA
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Dec 9, 2013, registered Dec 4, 2013 (-5 days) · Wirehouse to wirehouse

Signals

A••• L•• S••• left C••••••• • C••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-12-12)
Apr 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address