RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Aug 31, 2022 · Bastrop, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 1, 2022 · Dripping Springs, Tx
- C•••• I••••••••• S••••••• C•••• formerJul 26, 2012 to Oct 1, 2012 · Austin, Tx
- A••••••• A•••• M••••••••• I••• mixed wealthAug 25, 2008 to Jun 25, 2012 · Boerne, Tx
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Aug 27, 2008 · Austin, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedJan 2, 2004 to Jul 6, 2005 · Fredericksburg, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 20, 1999 to Oct 10, 2002 · Midland, Tx
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Sep 1, 2022, registered Aug 31, 2022 (-1 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••••• A•••• M••••••••• I••• to C•••• I••••••••• S••••••• C••••left Jun 25, 2012, registered Jul 26, 2012 (31 days) · Other
- C•••• I••••••••• S••••••• C•••• to A••••••• A•••• M••••••••• I•••left Aug 27, 2008, registered Aug 25, 2008 (-2 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O•• S••••••••• C•••••••••left Oct 10, 2002, registered Jan 2, 2004 (449 days) · Other
- M••• G•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2022-08-31)Sep 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address